FTA vs. SNPV ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Xtrackers S&P ESG Value ETF (SNPV)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

SNPV

Xtrackers S&P ESG Value ETF

SNPV Description

The fund, using a "passive" or indexing investment approach, seeks investment results that correspond generally to the performance, before fees and expenses, of the underlying index. The underlying index is a broad-based, market capitalization weighted index that provides exposure to companies with high environmental, social and governance ("ESG") performance relative to their sector peers, while maintaining similar overall industry group weights as the S&P 500 Value Index. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.46

Average Daily Volume

1,017

Number of Holdings ^*

273

* may have additional holdings in another (foreign) market

Performance

Period	FTA	SNPV
30 Days	4.88%	3.24%
60 Days	5.23%	4.42%
90 Days	6.80%	6.52%
12 Months	26.69%	26.54%

107 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in SNPV	Overlap
ACN	C	0.18%	0.72%	0.18%
ADM	D	0.77%	0.17%	0.17%
AFL	B	0.5%	0.39%	0.39%
AIG	B	0.91%	0.34%	0.34%
AKAM	D	0.45%	0.05%	0.05%
APD	A	0.18%	0.48%	0.18%
APTV	D	0.66%	0.1%	0.1%
ARE	D	0.32%	0.11%	0.11%
AWK	D	0.15%	0.17%	0.15%
BAC	A	0.59%	2.16%	0.59%
BBY	D	0.45%	0.13%	0.13%
BIIB	F	0.44%	0.17%	0.17%
BKR	B	0.61%	0.3%	0.3%
C	A	0.76%	0.91%	0.76%
CAG	D	0.14%	0.09%	0.09%
CARR	D	0.33%	0.23%	0.23%
CB	C	0.7%	0.75%	0.7%
CFG	B	0.8%	0.15%	0.15%
CI	F	0.16%	0.64%	0.16%
CMCSA	B	0.91%	1.17%	0.91%
CMI	A	0.19%	0.35%	0.19%
CNC	D	0.55%	0.22%	0.22%
COF	B	0.86%	0.49%	0.49%
CPB	D	0.16%	0.06%	0.06%
CSCO	B	0.38%	1.63%	0.38%
CSX	B	0.36%	0.24%	0.24%
CTVA	C	0.17%	0.28%	0.17%
CVS	D	0.77%	0.49%	0.49%
CVX	A	0.96%	1.91%	0.96%
DAL	C	1.12%	0.12%	0.12%
DE	A	0.48%	0.31%	0.31%
DGX	A	0.52%	0.13%	0.13%
DIS	B	0.4%	1.38%	0.4%
DOC	D	0.33%	0.1%	0.1%
DOW	F	0.42%	0.22%	0.22%
DVN	F	0.88%	0.17%	0.17%
EBAY	D	0.49%	0.22%	0.22%
ED	D	0.64%	0.23%	0.23%
EIX	B	0.33%	0.22%	0.22%
ELV	F	0.27%	0.65%	0.27%
EQR	B	0.5%	0.17%	0.17%
EQT	B	0.82%	0.17%	0.17%
ETR	B	0.78%	0.22%	0.22%
EXC	C	0.66%	0.27%	0.27%
FITB	A	0.57%	0.23%	0.23%
GIS	D	0.31%	0.25%	0.25%
GM	B	1.13%	0.45%	0.45%
HAL	C	0.91%	0.19%	0.19%
HBAN	A	0.84%	0.18%	0.18%
HD	A	0.17%	1.76%	0.17%
HIG	B	0.69%	0.24%	0.24%
HPE	B	0.92%	0.2%	0.2%
HPQ	B	0.36%	0.25%	0.25%
HRL	D	0.49%	0.06%	0.06%
HSY	F	0.33%	0.11%	0.11%
HUM	C	0.31%	0.23%	0.23%
IEX	B	0.18%	0.13%	0.13%
INTC	D	0.75%	0.74%	0.74%
JBHT	C	0.38%	0.1%	0.1%
KDP	D	0.31%	0.26%	0.26%
KEY	B	0.4%	0.12%	0.12%
KEYS	A	0.17%	0.19%	0.17%
KHC	F	0.46%	0.19%	0.19%
KIM	A	0.37%	0.12%	0.12%
KMI	A	0.85%	0.36%	0.36%
KR	B	0.72%	0.27%	0.27%
LOW	D	0.17%	1.08%	0.17%
LYB	F	0.76%	0.15%	0.15%
MAS	D	0.16%	0.05%	0.05%
MDLZ	F	0.15%	0.36%	0.15%
MDT	D	0.16%	0.77%	0.16%
MPC	D	0.85%	0.16%	0.16%
MS	A	0.65%	1.15%	0.65%
MTB	A	0.61%	0.25%	0.25%
NKE	D	0.15%	0.36%	0.15%
NWSA	B	0.38%	0.07%	0.07%
OKE	A	0.42%	0.17%	0.17%
OMC	C	0.17%	0.14%	0.14%
ON	D	0.65%	0.11%	0.11%
OXY	D	0.86%	0.24%	0.24%
PCAR	B	1.02%	0.11%	0.11%
PEP	F	0.17%	1.01%	0.17%
PFG	D	0.17%	0.13%	0.13%
PNC	B	0.39%	0.57%	0.39%
PPG	F	0.33%	0.2%	0.2%
PRU	A	0.36%	0.32%	0.32%
PSX	C	0.87%	0.38%	0.38%
PYPL	B	0.19%	0.61%	0.19%
RF	A	0.58%	0.16%	0.16%
RJF	A	0.46%	0.2%	0.2%
SBUX	A	0.17%	0.32%	0.17%
SLB	C	0.73%	0.43%	0.43%
SRE	A	0.76%	0.4%	0.4%
STT	A	0.55%	0.2%	0.2%
STX	D	0.46%	0.09%	0.09%
SYF	B	1.14%	0.18%	0.18%
SYY	B	0.49%	0.26%	0.26%
T	A	0.89%	1.11%	0.89%
TGT	F	0.5%	0.49%	0.49%
TROW	B	0.97%	0.18%	0.18%
TRV	B	0.56%	0.4%	0.4%
TSN	B	0.38%	0.12%	0.12%
ULTA	F	0.5%	0.04%	0.04%
UPS	C	0.17%	0.68%	0.17%
USB	A	0.56%	0.54%	0.54%
VLO	C	0.91%	0.32%	0.32%
WY	D	0.16%	0.16%	0.16%

FTA Overweight 79 Positions Relative to SNPV

Symbol	Grade	Weight
UAL	A	1.4%
FOXA	B	0.98%
EOG	A	0.97%
STLD	B	0.96%
CINF	A	0.96%
RS	B	0.94%
COP	C	0.94%
CTRA	B	0.93%
F	C	0.92%
XOM	B	0.9%
WFC	A	0.9%
TOL	B	0.87%
NUE	C	0.85%
EG	C	0.82%
LNG	B	0.82%
BG	F	0.8%
PHM	D	0.79%
LEN	D	0.79%
OC	A	0.78%
VTRS	A	0.76%
FDX	B	0.75%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
FANG	D	0.74%
ATO	A	0.73%
CTSH	B	0.73%
CNP	B	0.72%
AEE	A	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CF	B	0.7%
VZ	C	0.64%
DG	F	0.64%
SNA	A	0.63%
CHTR	C	0.62%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
TDY	B	0.56%
LUV	C	0.56%
NI	A	0.53%
PPL	B	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
DUK	C	0.49%
DTE	C	0.48%
CE	F	0.48%
BLDR	D	0.48%
AEP	D	0.47%
ZM	B	0.42%
PKG	A	0.38%
RGA	A	0.37%
DRI	B	0.36%
WEC	A	0.35%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
JNJ	D	0.33%
FE	C	0.32%
GPC	D	0.31%
MOH	F	0.31%
WLK	D	0.3%
ODFL	B	0.19%
LHX	C	0.18%
WRB	A	0.18%
LH	C	0.18%
J	F	0.18%
GD	F	0.17%
NDSN	B	0.17%
MAA	B	0.17%
CLX	B	0.17%
EXPD	D	0.16%
LMT	D	0.16%
DD	D	0.16%
HOLX	D	0.16%
FTV	C	0.16%

FTA Underweight 166 Positions Relative to SNPV

Symbol	Grade	Weight
JPM	A	-4.8%
WMT	A	-2.56%
UNH	C	-2.36%
PG	A	-1.67%
ABT	B	-1.39%
ABBV	D	-1.31%
GS	A	-1.3%
V	A	-1.22%
AMGN	D	-1.11%
NEE	D	-1.08%
DHR	F	-1.06%
MRK	F	-1.04%
KO	D	-1.03%
BLK	C	-1.02%
TMO	F	-0.87%
SCHW	B	-0.84%
MA	C	-0.84%
MCD	D	-0.84%
BMY	B	-0.83%
TMUS	B	-0.81%
GILD	C	-0.8%
MU	D	-0.77%
GE	D	-0.77%
PLD	D	-0.74%
LIN	D	-0.72%
SPGI	C	-0.64%
ICE	C	-0.62%
QCOM	F	-0.61%
CAT	B	-0.56%
UNP	C	-0.55%
WELL	A	-0.54%
ADP	B	-0.52%
EMR	A	-0.51%
BDX	F	-0.45%
TFC	A	-0.43%
NSC	B	-0.42%
FI	A	-0.41%
JCI	C	-0.41%
BK	A	-0.4%
BSX	B	-0.4%
ETN	A	-0.39%
AMT	D	-0.37%
ALL	A	-0.36%
CME	A	-0.36%
MET	A	-0.34%
AXP	A	-0.34%
NEM	D	-0.33%
FIS	C	-0.33%
EQIX	A	-0.32%
SYK	C	-0.32%
CL	D	-0.32%
ADI	D	-0.31%
SHW	A	-0.31%
WM	A	-0.3%
PEG	A	-0.3%
WMB	A	-0.29%
COR	B	-0.29%
CBRE	B	-0.28%
MCO	B	-0.28%
ITW	B	-0.28%
A	D	-0.27%
AON	A	-0.27%
BX	A	-0.26%
SPYV	A	-0.26%
MSI	B	-0.25%
WAB	B	-0.24%
CTAS	B	-0.24%
ZTS	D	-0.24%
EXR	D	-0.24%
WTW	B	-0.23%
DLR	B	-0.23%
REGN	F	-0.23%
NDAQ	A	-0.23%
AVB	B	-0.23%
FCX	D	-0.22%
ECL	D	-0.22%
AJG	B	-0.22%
ADSK	A	-0.22%
CAH	B	-0.21%
XYL	D	-0.21%
PSA	D	-0.2%
GPN	B	-0.2%
PAYX	C	-0.2%
VTR	C	-0.19%
DOV	A	-0.19%
TT	A	-0.19%
SW	A	-0.18%
AMP	A	-0.18%
EW	C	-0.18%
OTIS	C	-0.17%
AME	A	-0.17%
IQV	D	-0.16%
K	A	-0.16%
IFF	D	-0.16%
NTRS	A	-0.15%
WDC	D	-0.15%
FSLR	F	-0.15%
ES	D	-0.15%
DFS	B	-0.14%
MKC	D	-0.14%
YUM	B	-0.14%
MSCI	C	-0.14%
RSG	A	-0.13%
VRSK	A	-0.13%
PH	A	-0.13%
BALL	D	-0.13%
ROK	B	-0.12%
BAX	D	-0.12%
IRM	D	-0.12%
VOOV	A	-0.12%
TSCO	D	-0.12%
MTD	D	-0.12%
EL	F	-0.11%
TTWO	A	-0.11%
NXPI	D	-0.1%
MRNA	F	-0.1%
RVTY	F	-0.1%
SWK	D	-0.1%
INCY	C	-0.1%
PWR	A	-0.1%
AMCR	D	-0.1%
NTAP	C	-0.1%
HUBB	B	-0.09%
GWW	B	-0.09%
CHRW	C	-0.09%
TPR	B	-0.09%
UDR	B	-0.09%
WAT	B	-0.09%
SBAC	D	-0.09%
IPG	D	-0.08%
AIZ	A	-0.08%
TAP	C	-0.08%
BXP	D	-0.08%
BR	A	-0.08%
SJM	D	-0.08%
REG	B	-0.08%
ALB	C	-0.08%
JKHY	D	-0.08%
FDS	B	-0.07%
GL	B	-0.07%
CRL	C	-0.07%
MKTX	D	-0.07%
CTLT	B	-0.07%
IVZ	B	-0.06%
HAS	D	-0.06%
FRT	B	-0.06%
IR	B	-0.06%
FMC	D	-0.05%
PARA	C	-0.05%
CBOE	B	-0.05%
MHK	D	-0.05%
ALLE	D	-0.05%
BWA	D	-0.05%
CCL	B	-0.05%
DAY	B	-0.04%
PNR	A	-0.04%
WBA	F	-0.04%
BEN	C	-0.04%
LVS	C	-0.04%
LW	C	-0.03%
NWS	B	-0.03%
RL	B	-0.03%
CZR	F	-0.03%
DVA	B	-0.03%
HST	C	-0.03%
MGM	D	-0.02%