FTA vs. JAVA ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to JPMorgan Active Value ETF (JAVA)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

JAVA

JPMorgan Active Value ETF

JAVA Description

JPMorgan Active Value ETF is a transparent and actively managed fund that falls within the J.P. Morgan Global Equities platform. The fund invests primarily in large-cap equities using a bottom-up approach to select stocks that have an attractive value base and the potential for capital appreciation.

Grade (RS Rating)

Last Trade

$67.90

Average Daily Volume

344,712

Number of Holdings ^*

173

* may have additional holdings in another (foreign) market

Performance

Period	FTA	JAVA
30 Days	4.88%	4.83%
60 Days	5.23%	6.46%
90 Days	6.80%	8.64%
12 Months	26.69%	31.12%

53 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in JAVA	Overlap
ADM	D	0.77%	0.18%	0.18%
APD	A	0.18%	0.92%	0.18%
BAC	A	0.59%	2.25%	0.59%
BIIB	F	0.44%	0.28%	0.28%
C	A	0.76%	0.78%	0.76%
CARR	D	0.33%	1.7%	0.33%
CB	C	0.7%	0.53%	0.53%
CHTR	C	0.62%	0.07%	0.07%
CI	F	0.16%	0.43%	0.16%
CMCSA	B	0.91%	0.92%	0.91%
CMS	C	0.34%	0.44%	0.34%
COF	B	0.86%	0.38%	0.38%
COP	C	0.94%	1.05%	0.94%
CSX	B	0.36%	1.52%	0.36%
CTSH	B	0.73%	0.61%	0.61%
CVS	D	0.77%	0.8%	0.77%
CVX	A	0.96%	1.69%	0.96%
D	C	0.5%	0.29%	0.29%
DAL	C	1.12%	0.32%	0.32%
DE	A	0.48%	0.42%	0.42%
DIS	B	0.4%	0.71%	0.4%
EOG	A	0.97%	0.67%	0.67%
EQT	B	0.82%	0.38%	0.38%
ETR	B	0.78%	0.18%	0.18%
FDX	B	0.75%	0.51%	0.51%
FITB	A	0.57%	0.68%	0.57%
GD	F	0.17%	0.75%	0.17%
HD	A	0.17%	0.71%	0.17%
HIG	B	0.69%	0.41%	0.41%
HPE	B	0.92%	0.93%	0.92%
HUM	C	0.31%	0.23%	0.23%
INTC	D	0.75%	0.15%	0.15%
IP	B	0.6%	0.24%	0.24%
JNJ	D	0.33%	0.6%	0.33%
LH	C	0.18%	0.37%	0.18%
LOW	D	0.17%	1.17%	0.17%
LUV	C	0.56%	0.44%	0.44%
MDLZ	F	0.15%	0.55%	0.15%
MDT	D	0.16%	0.38%	0.16%
MS	A	0.65%	0.95%	0.65%
MTB	A	0.61%	0.59%	0.59%
NI	A	0.53%	0.27%	0.27%
OC	A	0.78%	0.36%	0.36%
PEP	F	0.17%	0.34%	0.17%
PNC	B	0.39%	0.56%	0.39%
RJF	A	0.46%	0.24%	0.24%
STX	D	0.46%	0.44%	0.44%
TXT	D	0.5%	0.23%	0.23%
UPS	C	0.17%	0.69%	0.17%
VZ	C	0.64%	0.24%	0.24%
WFC	A	0.9%	2.96%	0.9%
XEL	A	0.74%	0.32%	0.32%
XOM	B	0.9%	1.99%	0.9%

FTA Overweight 133 Positions Relative to JAVA

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
GM	B	1.13%
PCAR	B	1.02%
FOXA	B	0.98%
TROW	B	0.97%
STLD	B	0.96%
CINF	A	0.96%
RS	B	0.94%
CTRA	B	0.93%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
T	A	0.89%
DVN	F	0.88%
PSX	C	0.87%
TOL	B	0.87%
OXY	D	0.86%
KMI	A	0.85%
MPC	D	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
LNG	B	0.82%
CFG	B	0.8%
BG	F	0.8%
PHM	D	0.79%
LEN	D	0.79%
LYB	F	0.76%
SRE	A	0.76%
VTRS	A	0.76%
CRBG	B	0.74%
L	A	0.74%
FANG	D	0.74%
SLB	C	0.73%
ATO	A	0.73%
CNP	B	0.72%
AEE	A	0.72%
KR	B	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CF	B	0.7%
APTV	D	0.66%
EXC	C	0.66%
ON	D	0.65%
DG	F	0.64%
ED	D	0.64%
SNA	A	0.63%
BKR	B	0.61%
SWKS	F	0.6%
DHI	D	0.6%
RF	A	0.58%
TDY	B	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	D	0.55%
DGX	A	0.52%
PPL	B	0.51%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
ULTA	F	0.5%
TGT	F	0.5%
EBAY	D	0.49%
HRL	D	0.49%
DUK	C	0.49%
SYY	B	0.49%
DTE	C	0.48%
CE	F	0.48%
BLDR	D	0.48%
AEP	D	0.47%
KHC	F	0.46%
AKAM	D	0.45%
BBY	D	0.45%
OKE	A	0.42%
ZM	B	0.42%
DOW	F	0.42%
KEY	B	0.4%
JBHT	C	0.38%
TSN	B	0.38%
CSCO	B	0.38%
NWSA	B	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	B	0.35%
FNF	B	0.34%
NVR	D	0.33%
DOC	D	0.33%
PPG	F	0.33%
HSY	F	0.33%
EIX	B	0.33%
ARE	D	0.32%
FE	C	0.32%
GIS	D	0.31%
GPC	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	B	0.19%
CMI	A	0.19%
ODFL	B	0.19%
ACN	C	0.18%
LHX	C	0.18%
WRB	A	0.18%
IEX	B	0.18%
J	F	0.18%
KEYS	A	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
MAA	B	0.17%
PFG	D	0.17%
OMC	C	0.17%
CLX	B	0.17%
SBUX	A	0.17%
CPB	D	0.16%
WY	D	0.16%
EXPD	D	0.16%
LMT	D	0.16%
DD	D	0.16%
MAS	D	0.16%
HOLX	D	0.16%
FTV	C	0.16%
NKE	D	0.15%
AWK	D	0.15%
CAG	D	0.14%

FTA Underweight 120 Positions Relative to JAVA

Symbol	Grade	Weight
BRK.A	B	-2.4%
UNH	C	-2.33%
PM	B	-1.71%
BMY	B	-1.65%
ABBV	D	-1.57%
FI	A	-1.31%
MCD	D	-1.28%
WDC	D	-1.24%
SQ	B	-1.16%
WMT	A	-1.11%
MU	D	-1.1%
FCNCA	A	-1.09%
TFC	A	-1.02%
PFGC	B	-0.99%
SCHW	B	-0.96%
MET	A	-0.87%
TXN	C	-0.82%
ETN	A	-0.81%
ADI	D	-0.78%
DLR	B	-0.77%
REGN	F	-0.76%
CPAY	A	-0.76%
DOV	A	-0.75%
CAH	B	-0.74%
TJX	A	-0.69%
AXP	A	-0.68%
AXTA	A	-0.68%
MSFT	F	-0.67%
NEE	D	-0.67%
MCK	B	-0.67%
VMC	B	-0.65%
EQIX	A	-0.64%
AMZN	C	-0.63%
VRTX	F	-0.62%
RTX	C	-0.61%
CRM	B	-0.6%
CCL	B	-0.59%
BX	A	-0.57%
PG	A	-0.56%
BLK	C	-0.53%
PH	A	-0.52%
PEG	A	-0.52%
GS	A	-0.51%
EMR	A	-0.51%
UNP	C	-0.49%
BJ	A	-0.47%
AZO	C	-0.46%
BSX	B	-0.46%
GOOG	C	-0.46%
NXPI	D	-0.45%
ARES	A	-0.43%
TMO	F	-0.43%
MHK	D	-0.4%
HON	B	-0.39%
LYV	A	-0.37%
ORLY	B	-0.37%
META	D	-0.36%
ROST	C	-0.36%
FCX	D	-0.35%
RRX	B	-0.34%
CME	A	-0.33%
BKNG	A	-0.33%
VTR	C	-0.32%
NOC	D	-0.32%
GPK	C	-0.32%
AMD	F	-0.31%
FIS	C	-0.3%
DELL	C	-0.3%
WCC	B	-0.29%
CC	C	-0.29%
TPR	B	-0.28%
LW	C	-0.28%
DFS	B	-0.28%
BDX	F	-0.28%
MMC	B	-0.28%
MCHP	D	-0.27%
G	B	-0.27%
TT	A	-0.27%
GLW	B	-0.26%
RSG	A	-0.26%
IBM	C	-0.26%
HES	B	-0.25%
ELS	C	-0.24%
AES	F	-0.24%
GEV	B	-0.24%
ELAN	D	-0.24%
BMRN	D	-0.23%
SBAC	D	-0.23%
LLY	F	-0.23%
GNTX	C	-0.23%
UHS	D	-0.23%
Z	A	-0.22%
AA	B	-0.22%
MRK	F	-0.22%
KTB	B	-0.21%
MIDD	C	-0.21%
SLGN	A	-0.21%
BA	F	-0.21%
TMUS	B	-0.21%
FMC	D	-0.2%
HST	C	-0.2%
OUT	A	-0.19%
BALL	D	-0.18%
LPLA	A	-0.17%
GLOB	B	-0.17%
NVT	B	-0.17%
PFE	D	-0.17%
VNO	B	-0.17%
AFRM	B	-0.16%
JEF	A	-0.16%
AVB	B	-0.16%
ORCL	B	-0.15%
UBER	D	-0.14%
FSLR	F	-0.14%
PLD	D	-0.13%
PINS	D	-0.13%
OSCR	D	-0.11%
AAL	B	-0.1%
MTG	C	-0.1%
BC	C	-0.1%