FTA vs. FLCV ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Trust Federated Hermes MDT Large Cap Value ETF (FLCV)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

FLCV

Trust Federated Hermes MDT Large Cap Value ETF

FLCV Description

The fund seeks to achieve its objective by investing primarily in the common stock of large-cap U.S. companies undervalued relative to the market. It will invest its assets so that at least 80% of its net assets (plus any borrowings for investment purposes) are invested in a mix of large-cap and value investments. The fund manager actively trades its portfolio securities in an attempt to achieve its investment objective.

Grade (RS Rating)

Last Trade

$28.91

Average Daily Volume

2,185

Number of Holdings ^*

120

* may have additional holdings in another (foreign) market

Performance

Period	FTA	FLCV
30 Days	4.88%	5.48%
60 Days	5.23%	7.84%
90 Days	6.80%	10.69%
12 Months	26.69%

40 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in FLCV	Overlap
BIIB	F	0.44%	0.34%	0.34%
CI	F	0.16%	0.33%	0.16%
CMCSA	B	0.91%	0.86%	0.86%
CNC	D	0.55%	0.32%	0.32%
CRBG	B	0.74%	0.37%	0.37%
CVX	A	0.96%	0.75%	0.75%
DIS	B	0.4%	0.05%	0.05%
DUK	C	0.49%	0.11%	0.11%
DVN	F	0.88%	0.83%	0.83%
EBAY	D	0.49%	0.45%	0.45%
ED	D	0.64%	0.55%	0.55%
EIX	B	0.33%	0.15%	0.15%
ELV	F	0.27%	0.41%	0.27%
EOG	A	0.97%	1.57%	0.97%
EXC	C	0.66%	1.63%	0.66%
FNF	B	0.34%	0.32%	0.32%
GM	B	1.13%	0.15%	0.15%
HIG	B	0.69%	1.18%	0.69%
HPE	B	0.92%	1.3%	0.92%
HUM	C	0.31%	0.22%	0.22%
JNJ	D	0.33%	2.32%	0.33%
KR	B	0.72%	1.16%	0.72%
LNG	B	0.82%	1.5%	0.82%
MPC	D	0.85%	0.83%	0.83%
NUE	C	0.85%	0.48%	0.48%
OMC	C	0.17%	0.3%	0.17%
PEP	F	0.17%	0.73%	0.17%
PFG	D	0.17%	0.14%	0.14%
PPG	F	0.33%	1.35%	0.33%
PRU	A	0.36%	2.52%	0.36%
PSX	C	0.87%	0.46%	0.46%
STT	A	0.55%	1.49%	0.55%
T	A	0.89%	0.59%	0.59%
TGT	F	0.5%	0.03%	0.03%
TRV	B	0.56%	1.84%	0.56%
UAL	A	1.4%	0.12%	0.12%
VZ	C	0.64%	0.15%	0.15%
WEC	A	0.35%	0.42%	0.35%
WFC	A	0.9%	0.85%	0.85%
ZM	B	0.42%	1.12%	0.42%

FTA Overweight 146 Positions Relative to FLCV

Symbol	Grade	Weight
SYF	B	1.14%
DAL	C	1.12%
PCAR	B	1.02%
FOXA	B	0.98%
TROW	B	0.97%
STLD	B	0.96%
CINF	A	0.96%
RS	B	0.94%
COP	C	0.94%
CTRA	B	0.93%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
XOM	B	0.9%
TOL	B	0.87%
COF	B	0.86%
OXY	D	0.86%
KMI	A	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
CFG	B	0.8%
BG	F	0.8%
PHM	D	0.79%
LEN	D	0.79%
OC	A	0.78%
ETR	B	0.78%
CVS	D	0.77%
ADM	D	0.77%
LYB	F	0.76%
SRE	A	0.76%
VTRS	A	0.76%
C	A	0.76%
INTC	D	0.75%
FDX	B	0.75%
L	A	0.74%
XEL	A	0.74%
FANG	D	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
CNP	B	0.72%
AEE	A	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	C	0.7%
CF	B	0.7%
APTV	D	0.66%
ON	D	0.65%
MS	A	0.65%
DG	F	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	B	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	A	0.57%
TDY	B	0.56%
LUV	C	0.56%
USB	A	0.56%
NI	A	0.53%
DGX	A	0.52%
PPL	B	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
ULTA	F	0.5%
HRL	D	0.49%
SYY	B	0.49%
DTE	C	0.48%
CE	F	0.48%
BLDR	D	0.48%
DE	A	0.48%
AEP	D	0.47%
STX	D	0.46%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BBY	D	0.45%
OKE	A	0.42%
DOW	F	0.42%
KEY	B	0.4%
PNC	B	0.39%
JBHT	C	0.38%
TSN	B	0.38%
CSCO	B	0.38%
NWSA	B	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
CSX	B	0.36%
SSNC	B	0.35%
CMS	C	0.34%
NVR	D	0.33%
DOC	D	0.33%
CARR	D	0.33%
HSY	F	0.33%
ARE	D	0.32%
FE	C	0.32%
GIS	D	0.31%
GPC	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
WLK	D	0.3%
PYPL	B	0.19%
CMI	A	0.19%
ODFL	B	0.19%
ACN	C	0.18%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	C	0.18%
IEX	B	0.18%
J	F	0.18%
KEYS	A	0.17%
GD	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
MAA	B	0.17%
LOW	D	0.17%
HD	A	0.17%
CLX	B	0.17%
SBUX	A	0.17%
CPB	D	0.16%
WY	D	0.16%
EXPD	D	0.16%
LMT	D	0.16%
DD	D	0.16%
MAS	D	0.16%
HOLX	D	0.16%
MDT	D	0.16%
FTV	C	0.16%
NKE	D	0.15%
MDLZ	F	0.15%
AWK	D	0.15%
CAG	D	0.14%

FTA Underweight 80 Positions Relative to FLCV

Symbol	Grade	Weight
VLTO	D	-2.54%
AMP	A	-2.5%
GDDY	A	-2.48%
PM	B	-2.44%
IBKR	A	-2.24%
ABBV	D	-2.06%
GEV	B	-2.01%
KMB	D	-1.9%
FTNT	C	-1.82%
GILD	C	-1.65%
PGR	A	-1.47%
BK	A	-1.47%
ALSN	B	-1.47%
OTIS	C	-1.43%
CL	D	-1.4%
TT	A	-1.29%
APP	B	-1.28%
EA	A	-1.27%
NTNX	A	-1.27%
SLG	B	-1.26%
UNP	C	-1.22%
SBAC	D	-1.22%
ICE	C	-1.18%
SN	D	-1.16%
NTRS	A	-1.14%
KRC	C	-1.13%
UNH	C	-1.1%
TDG	D	-1.08%
WM	A	-1.07%
JPM	A	-0.99%
GAP	C	-0.96%
INCY	C	-0.94%
AON	A	-0.88%
BRK.A	B	-0.87%
ILMN	D	-0.86%
BERY	B	-0.85%
CAT	B	-0.82%
QCOM	F	-0.82%
ELAN	D	-0.81%
NEM	D	-0.78%
ABT	B	-0.76%
RCL	A	-0.74%
BPOP	B	-0.72%
AMGN	D	-0.68%
PVH	C	-0.66%
AAP	C	-0.62%
VST	B	-0.56%
MAN	D	-0.55%
FMC	D	-0.54%
CAH	B	-0.52%
TJX	A	-0.46%
ZTS	D	-0.32%
GE	D	-0.31%
TFX	F	-0.27%
NTAP	C	-0.27%
TAP	C	-0.26%
IBM	C	-0.26%
REGN	F	-0.25%
DXC	B	-0.23%
AA	B	-0.23%
ETN	A	-0.23%
CEG	D	-0.2%
PNR	A	-0.18%
XRAY	F	-0.18%
GLPI	C	-0.18%
NOC	D	-0.16%
PAYC	B	-0.16%
MRK	F	-0.16%
MCD	D	-0.16%
DTM	B	-0.13%
HCA	F	-0.1%
AGCO	D	-0.1%
ACGL	D	-0.09%
FTI	A	-0.08%
SNX	C	-0.07%
CHRW	C	-0.05%
LDOS	C	-0.05%
MMM	D	-0.04%
QRVO	F	-0.03%
ALNY	D	-0.03%