FTA vs. FCTR ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to First Trust Lunt U.S. Factor Rotation ETF (FCTR)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

FCTR

First Trust Lunt U.S. Factor Rotation ETF

FCTR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Lunt Capital Large Cap Factor Rotation Index (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide exposure to U.S. large cap equities grouped into four separate factors, with factors emphasized within the index as they come into favor in the U.S. marketplace. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.76

Average Daily Volume

7,787

Number of Holdings ^*

166

* may have additional holdings in another (foreign) market

Performance

Period	FTA	FCTR
30 Days	4.88%	9.38%
60 Days	5.23%	12.16%
90 Days	6.80%	17.79%
12 Months	26.69%	36.88%

39 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in FCTR	Overlap
AEE	A	0.72%	0.45%	0.45%
AEP	D	0.47%	0.41%	0.41%
AFL	B	0.5%	0.4%	0.4%
ATO	A	0.73%	0.27%	0.27%
AWK	D	0.15%	0.38%	0.15%
CARR	D	0.33%	0.38%	0.33%
CB	C	0.7%	0.23%	0.23%
CMS	C	0.34%	0.46%	0.34%
CSCO	B	0.38%	0.25%	0.25%
DHI	D	0.6%	0.34%	0.34%
DRI	B	0.36%	0.49%	0.36%
DTE	C	0.48%	0.4%	0.4%
DUK	C	0.49%	0.49%	0.49%
ED	D	0.64%	0.43%	0.43%
EIX	B	0.33%	0.43%	0.33%
EQR	B	0.5%	0.4%	0.4%
ETR	B	0.78%	0.5%	0.5%
EXC	C	0.66%	0.4%	0.4%
FE	C	0.32%	0.5%	0.32%
GIS	D	0.31%	0.35%	0.31%
HSY	F	0.33%	0.19%	0.19%
KDP	D	0.31%	0.42%	0.31%
LMT	D	0.16%	0.45%	0.16%
LNG	B	0.82%	0.52%	0.52%
LNT	A	0.5%	0.49%	0.49%
MDLZ	F	0.15%	0.19%	0.15%
MDT	D	0.16%	0.39%	0.16%
NI	A	0.53%	0.55%	0.53%
NVR	D	0.33%	0.36%	0.33%
OKE	A	0.42%	0.36%	0.36%
PCAR	B	1.02%	0.19%	0.19%
PEP	F	0.17%	0.2%	0.17%
PHM	D	0.79%	0.42%	0.42%
PPG	F	0.33%	0.41%	0.33%
PPL	B	0.51%	0.51%	0.51%
SRE	A	0.76%	0.5%	0.5%
SYY	B	0.49%	0.77%	0.49%
TOL	B	0.87%	0.52%	0.52%
WEC	A	0.35%	0.48%	0.35%

FTA Overweight 147 Positions Relative to FCTR

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
GM	B	1.13%
DAL	C	1.12%
FOXA	B	0.98%
EOG	A	0.97%
TROW	B	0.97%
STLD	B	0.96%
CVX	A	0.96%
CINF	A	0.96%
RS	B	0.94%
COP	C	0.94%
CTRA	B	0.93%
HPE	B	0.92%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
CMCSA	B	0.91%
XOM	B	0.9%
WFC	A	0.9%
T	A	0.89%
DVN	F	0.88%
PSX	C	0.87%
COF	B	0.86%
OXY	D	0.86%
KMI	A	0.85%
MPC	D	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
CFG	B	0.8%
BG	F	0.8%
LEN	D	0.79%
OC	A	0.78%
CVS	D	0.77%
ADM	D	0.77%
LYB	F	0.76%
VTRS	A	0.76%
C	A	0.76%
INTC	D	0.75%
FDX	B	0.75%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
FANG	D	0.74%
SLB	C	0.73%
CTSH	B	0.73%
CNP	B	0.72%
KR	B	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CF	B	0.7%
HIG	B	0.69%
APTV	D	0.66%
ON	D	0.65%
MS	A	0.65%
VZ	C	0.64%
DG	F	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	B	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	B	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	A	0.57%
TDY	B	0.56%
LUV	C	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	D	0.55%
DGX	A	0.52%
TXT	D	0.5%
D	C	0.5%
ULTA	F	0.5%
TGT	F	0.5%
EBAY	D	0.49%
HRL	D	0.49%
CE	F	0.48%
BLDR	D	0.48%
DE	A	0.48%
STX	D	0.46%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BBY	D	0.45%
BIIB	F	0.44%
ZM	B	0.42%
DOW	F	0.42%
DIS	B	0.4%
KEY	B	0.4%
PNC	B	0.39%
JBHT	C	0.38%
TSN	B	0.38%
NWSA	B	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
CSX	B	0.36%
PRU	A	0.36%
SSNC	B	0.35%
FNF	B	0.34%
DOC	D	0.33%
JNJ	D	0.33%
ARE	D	0.32%
GPC	D	0.31%
MOH	F	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	B	0.19%
CMI	A	0.19%
ODFL	B	0.19%
ACN	C	0.18%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	C	0.18%
IEX	B	0.18%
J	F	0.18%
KEYS	A	0.17%
GD	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
MAA	B	0.17%
LOW	D	0.17%
HD	A	0.17%
PFG	D	0.17%
OMC	C	0.17%
CLX	B	0.17%
SBUX	A	0.17%
CPB	D	0.16%
WY	D	0.16%
EXPD	D	0.16%
DD	D	0.16%
CI	F	0.16%
MAS	D	0.16%
HOLX	D	0.16%
FTV	C	0.16%
NKE	D	0.15%
CAG	D	0.14%

FTA Underweight 127 Positions Relative to FCTR

Symbol	Grade	Weight
APP	B	-3.82%
PLTR	B	-2.43%
MSTR	C	-2.06%
VST	B	-1.86%
MSI	B	-1.73%
FICO	B	-1.51%
AXON	A	-1.45%
PAYX	C	-1.42%
BR	A	-1.37%
SYK	C	-1.36%
MA	C	-1.36%
V	A	-1.34%
ANET	C	-1.24%
ADP	B	-1.1%
CTAS	B	-1.05%
ARES	A	-1.04%
APO	B	-1.03%
CL	D	-1.01%
TDG	D	-0.99%
YUM	B	-0.95%
BRO	B	-0.94%
VRSK	A	-0.93%
HOOD	B	-0.92%
FI	A	-0.92%
ISRG	A	-0.91%
FDS	B	-0.9%
ROL	B	-0.9%
VRSN	F	-0.87%
ITW	B	-0.84%
TT	A	-0.82%
THC	D	-0.81%
ACGL	D	-0.8%
LDOS	C	-0.8%
HWM	A	-0.79%
EME	C	-0.77%
NVDA	C	-0.77%
ICE	C	-0.77%
TPL	A	-0.75%
TRGP	B	-0.73%
LLY	F	-0.72%
MANH	D	-0.7%
CRWD	B	-0.68%
KKR	A	-0.68%
AAPL	C	-0.66%
MCD	D	-0.65%
VICI	C	-0.63%
PH	A	-0.62%
IRM	D	-0.61%
TJX	A	-0.6%
TTD	B	-0.59%
NET	B	-0.58%
DDOG	A	-0.56%
RCL	A	-0.56%
HUBS	A	-0.55%
CDNS	B	-0.54%
MMC	B	-0.54%
ZS	C	-0.53%
SBAC	D	-0.53%
KO	D	-0.52%
FAST	B	-0.52%
PG	A	-0.52%
NOW	A	-0.51%
SNOW	C	-0.51%
TTWO	A	-0.51%
ORCL	B	-0.51%
PANW	C	-0.5%
MSCI	C	-0.49%
RBLX	C	-0.49%
PGR	A	-0.48%
DASH	A	-0.47%
NFLX	A	-0.47%
SPGI	C	-0.47%
ROST	C	-0.47%
BSX	B	-0.47%
ERIE	D	-0.45%
BLK	C	-0.45%
DPZ	C	-0.45%
META	D	-0.45%
SO	D	-0.44%
SNPS	B	-0.44%
AVB	B	-0.43%
ALNY	D	-0.43%
AVGO	D	-0.43%
ORLY	B	-0.43%
ADSK	A	-0.42%
ROP	B	-0.42%
GLPI	C	-0.42%
URI	B	-0.41%
O	D	-0.41%
MDB	C	-0.4%
DXCM	D	-0.4%
NOC	D	-0.4%
BDX	F	-0.39%
KMB	D	-0.39%
MCO	B	-0.39%
LW	C	-0.37%
ADBE	C	-0.37%
VRTX	F	-0.37%
PWR	A	-0.37%
INTU	C	-0.37%
LII	A	-0.37%
BSY	D	-0.37%
BX	A	-0.36%
MSFT	F	-0.36%
PSA	D	-0.34%
AMT	D	-0.34%
COST	B	-0.34%
CSL	C	-0.33%
HCA	F	-0.33%
KLAC	D	-0.32%
RIVN	F	-0.32%
MPWR	F	-0.31%
IDXX	F	-0.31%
FCNCA	A	-0.31%
ETN	A	-0.3%
BKNG	A	-0.29%
GWW	B	-0.28%
CPAY	A	-0.26%
RSG	A	-0.24%
HON	B	-0.24%
BRK.A	B	-0.24%
CHD	B	-0.23%
CMG	B	-0.22%
WM	A	-0.22%
AME	A	-0.22%
MNST	C	-0.19%
LECO	B	-0.17%