FNK vs. RFG ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Guggenheim S&P Midcap 400 Pure Growth ETF (RFG)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$57.37

Average Daily Volume

9,876

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

RFG

Guggenheim S&P Midcap 400 Pure Growth ETF

RFG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P MidCap 400 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$52.61

Average Daily Volume

17,043

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNK	RFG
30 Days	7.85%	8.80%
60 Days	5.62%	6.30%
90 Days	5.60%	6.63%
12 Months	27.99%	34.64%

12 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in RFG	Overlap
BYD	C	0.48%	0.58%	0.48%
CHRD	D	0.72%	0.94%	0.72%
CIVI	D	0.74%	0.77%	0.74%
CNX	A	0.87%	3.65%	0.87%
FIVE	F	0.28%	0.34%	0.28%
MTDR	B	0.86%	0.83%	0.83%
MUSA	A	0.15%	1.84%	0.15%
OVV	B	0.85%	1.13%	0.85%
RRC	B	0.64%	1.25%	0.64%
SKX	D	0.26%	0.91%	0.26%
UFPI	B	0.28%	1.08%	0.28%
VNT	B	0.32%	0.66%	0.32%

FNK Overweight 211 Positions Relative to RFG

Symbol	Grade	Weight
AGO	B	0.84%
NOG	A	0.84%
SM	B	0.81%
JXN	C	0.8%
HP	B	0.8%
OSK	B	0.79%
TAP	C	0.78%
PTEN	C	0.78%
CMC	B	0.78%
AL	B	0.77%
HCC	B	0.76%
ATKR	C	0.75%
AMG	B	0.75%
AMR	C	0.74%
PBF	D	0.73%
PVH	C	0.72%
NOV	C	0.72%
URBN	C	0.72%
UGI	A	0.71%
UNM	A	0.71%
MUR	D	0.71%
NFE	D	0.71%
RDN	C	0.71%
TMHC	B	0.71%
TEX	D	0.71%
DINO	D	0.7%
MTG	C	0.7%
RNR	C	0.69%
LAD	A	0.68%
CADE	B	0.68%
BWA	D	0.68%
LBRT	D	0.67%
G	B	0.66%
DAR	C	0.66%
RUSHA	C	0.66%
TPH	D	0.66%
APA	D	0.66%
OZK	B	0.65%
MGY	A	0.65%
DDS	B	0.65%
MHO	D	0.65%
LBRDK	C	0.65%
R	B	0.64%
CNO	A	0.64%
LNC	B	0.64%
MTH	D	0.63%
MATX	C	0.63%
BEN	C	0.63%
ESNT	D	0.63%
LEA	D	0.63%
HOG	D	0.62%
FMC	D	0.61%
GPI	A	0.61%
JAZZ	B	0.61%
COOP	B	0.61%
EVRG	A	0.6%
BKH	A	0.6%
PNW	B	0.6%
ADTN	A	0.6%
SR	A	0.59%
HRI	B	0.59%
OTTR	C	0.59%
NFG	A	0.59%
GBDC	C	0.59%
AAP	C	0.59%
ASO	F	0.58%
BCC	B	0.58%
FHN	A	0.57%
BBWI	D	0.57%
HST	C	0.57%
KRC	C	0.57%
SOLV	C	0.56%
MOS	F	0.56%
M	D	0.56%
AVT	C	0.56%
WBS	A	0.56%
POR	C	0.56%
DXC	B	0.55%
MDU	D	0.55%
SUM	B	0.54%
ZION	B	0.54%
CNXC	F	0.53%
SIG	B	0.53%
KBH	D	0.52%
WCC	B	0.52%
FNB	A	0.51%
ALK	C	0.51%
OMF	A	0.51%
COLB	A	0.51%
CLF	F	0.51%
UHS	D	0.5%
ARW	D	0.5%
SANM	B	0.49%
VLY	B	0.49%
GMS	B	0.48%
AMKR	D	0.48%
ABG	B	0.47%
AXS	A	0.47%
SWX	B	0.46%
OGE	B	0.46%
BERY	B	0.46%
JBL	B	0.46%
OGS	A	0.45%
GL	B	0.45%
WHR	B	0.45%
INGR	B	0.44%
RIG	D	0.44%
NXST	C	0.43%
PAG	B	0.43%
THO	B	0.43%
SNX	C	0.42%
POST	C	0.41%
ENS	D	0.41%
BC	C	0.41%
LKQ	D	0.41%
SJM	D	0.4%
SON	D	0.4%
AN	C	0.4%
EMN	D	0.4%
WU	D	0.39%
ASH	D	0.38%
OLN	D	0.37%
BECN	B	0.36%
AEO	F	0.35%
PII	D	0.35%
WTFC	A	0.35%
MLI	C	0.35%
SEIC	B	0.34%
OGN	D	0.34%
UBSI	B	0.33%
CMA	A	0.33%
HGV	B	0.33%
PB	A	0.33%
IDA	A	0.33%
CRC	B	0.32%
ACA	A	0.32%
BOKF	B	0.32%
ABCB	B	0.32%
HII	D	0.32%
AIZ	A	0.32%
AR	B	0.32%
HWC	B	0.32%
SLM	A	0.31%
ORI	A	0.31%
LPX	B	0.31%
PNM	F	0.31%
SLGN	A	0.3%
KNX	B	0.3%
CUZ	B	0.3%
MIDD	C	0.29%
COLM	B	0.29%
JWN	C	0.29%
KFY	B	0.29%
WTRG	B	0.29%
CRL	C	0.28%
MSM	C	0.28%
AGCO	D	0.28%
ALKS	B	0.28%
ASGN	F	0.27%
REYN	D	0.26%
TKR	D	0.26%
WPC	D	0.26%
TNET	D	0.26%
MMS	F	0.25%
IPG	D	0.25%
DIOD	D	0.24%
UHAL	D	0.24%
PNFP	B	0.18%
UMBF	B	0.17%
EPAM	C	0.17%
JEF	A	0.17%
TPR	B	0.17%
SSB	B	0.16%
RHI	B	0.16%
FLR	B	0.16%
AUB	B	0.16%
GXO	B	0.16%
UCB	A	0.16%
AVNT	B	0.15%
FELE	B	0.15%
HSIC	B	0.15%
WTS	B	0.15%
SKY	A	0.15%
PRGO	B	0.15%
NJR	A	0.15%
VOYA	B	0.15%
WAL	B	0.15%
ALIT	C	0.15%
AFG	A	0.15%
DNB	B	0.15%
SEM	B	0.15%
BJ	A	0.15%
PFGC	B	0.15%
RYN	D	0.14%
FUL	F	0.14%
WD	D	0.14%
TTC	D	0.14%
MGM	D	0.14%
BPOP	B	0.14%
STWD	C	0.14%
SEE	C	0.14%
MAT	D	0.14%
LSTR	D	0.14%
FAF	A	0.14%
IVZ	B	0.14%
CZR	F	0.13%
IAC	D	0.13%
LFUS	F	0.13%
FBIN	D	0.12%
NSP	D	0.12%
OPCH	D	0.1%

FNK Underweight 74 Positions Relative to RFG

Symbol	Grade	Weight
DUOL	A	-3.18%
FIX	A	-2.75%
AAON	B	-2.56%
RYAN	B	-2.28%
TOL	B	-2.15%
EME	C	-2.07%
APPF	B	-1.67%
PR	B	-1.67%
OC	A	-1.65%
BLD	D	-1.64%
H	B	-1.61%
KNSL	B	-1.6%
CLH	B	-1.56%
EXP	A	-1.55%
WING	D	-1.5%
MEDP	D	-1.41%
WFRD	D	-1.4%
ELF	C	-1.38%
LNTH	D	-1.31%
TXRH	C	-1.31%
DT	C	-1.29%
ANF	C	-1.27%
RS	B	-1.25%
EXEL	B	-1.24%
SSD	D	-1.24%
PK	B	-1.22%
FN	D	-1.22%
CHDN	B	-1.21%
LII	A	-1.17%
SAIA	B	-1.16%
VVV	F	-1.16%
NVT	B	-1.13%
RMBS	C	-1.11%
CASY	A	-1.11%
AIT	A	-1.1%
ESAB	B	-1.09%
ONTO	D	-1.09%
PRI	A	-1.06%
MANH	D	-1.05%
COKE	C	-1.05%
RBA	A	-1.02%
GTLS	B	-1.02%
TPX	B	-0.98%
LOPE	B	-0.97%
WSM	B	-0.96%
NEU	C	-0.94%
FND	C	-0.93%
PLNT	A	-0.93%
VAL	D	-0.92%
WSO	A	-0.89%
ALTR	B	-0.89%
CR	A	-0.88%
WLK	D	-0.83%
RBC	A	-0.82%
CELH	F	-0.79%
HLNE	B	-0.79%
PSTG	D	-0.79%
OLED	D	-0.78%
CROX	D	-0.76%
QLYS	C	-0.75%
LECO	B	-0.75%
TREX	C	-0.69%
LNW	D	-0.67%
PEN	B	-0.66%
ENSG	D	-0.62%
WMS	D	-0.62%
BCO	D	-0.6%
DBX	B	-0.59%
HALO	F	-0.55%
ARWR	F	-0.52%
CAR	C	-0.45%
FCN	D	-0.44%
ACHC	F	-0.35%
COTY	F	-0.34%