FDM vs. MGMT ETF Comparison

Comparison of First Trust DJ Select MicroCap ETF (FDM) to Ballast Small/Mid Cap ETF (MGMT)
FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$62.77

Average Daily Volume

6,137

Number of Holdings *

154

* may have additional holdings in another (foreign) market
MGMT

Ballast Small/Mid Cap ETF

MGMT Description The investment seeks to generate positive risk adjusted returns. Under normal circumstances, the fund invests at least 80% of the value of its net assets (plus borrowings for investment purposes) in equity securities (principally common stocks) of domestic companies with small to medium market capitalizations. It may also invest all or substantially all of its assets in cash and cash equivalents, including money market funds and other short-term fixed income investments, in seeking to protect principal, or when, in the Adviser's opinion, there are not sufficient companies appropriate for investment.

Grade (RS Rating)

Last Trade

$37.92

Average Daily Volume

19,583

Number of Holdings *

45

* may have additional holdings in another (foreign) market
Performance
Period FDM MGMT
30 Days 5.12% 4.67%
60 Days 5.44% 4.65%
90 Days 2.42% 2.45%
12 Months 20.17% 16.02%
2 Overlapping Holdings
Symbol Grade Weight in FDM Weight in MGMT Overlap
RCMT F 0.21% 1.47% 0.21%
SOI D 0.42% 2.29% 0.42%
FDM Overweight 152 Positions Relative to MGMT
Symbol Grade Weight
ACMR C 2.21%
POWL C 2.06%
VSEC B 1.74%
SCSC B 1.74%
CRAI B 1.6%
CRGY C 1.53%
SXC B 1.48%
GNK C 1.36%
BBSI B 1.32%
MYE B 1.29%
VVI B 1.24%
HAYN A 1.23%
IDT C 1.22%
REX A 1.13%
DXPE B 1.12%
DCO C 1.12%
AMBC D 1.11%
CLW B 1.11%
ZEUS B 1.08%
UWMC C 1.08%
CECO C 1.07%
EGY B 1.04%
HCKT C 0.99%
UVSP D 0.96%
ARHS C 0.96%
CFB D 0.94%
BELFB D 0.94%
WSR D 0.94%
EZPW A 0.9%
OSBC D 0.9%
MLR B 0.89%
MBWM D 0.88%
TITN F 0.87%
LEU F 0.86%
BFST D 0.85%
TTI D 0.85%
CGEM D 0.85%
PLOW F 0.85%
BRY B 0.85%
KE F 0.84%
IBCP D 0.83%
HTBK D 0.83%
VYGR C 0.82%
RICK D 0.78%
OSUR F 0.78%
DENN F 0.78%
HDSN F 0.76%
GSBC C 0.75%
AVNW B 0.73%
CWCO D 0.72%
SD B 0.72%
DHIL D 0.71%
HVT D 0.7%
LMB D 0.7%
VPG C 0.69%
AMAL D 0.68%
SMBC D 0.67%
CYH D 0.67%
NPK A 0.67%
LYTS C 0.67%
CCB F 0.67%
CENT F 0.66%
KRNY F 0.65%
GATO C 0.65%
LQDT C 0.65%
THFF D 0.65%
HTBI D 0.65%
BHB D 0.63%
BOOM C 0.61%
ODC C 0.6%
CCBG F 0.6%
OLP B 0.59%
BBW B 0.59%
GNE F 0.58%
AVD C 0.57%
DSKE A 0.57%
CSV C 0.57%
NBN D 0.57%
SIGA B 0.56%
NWPX B 0.56%
ARTNA D 0.55%
RMR D 0.55%
MCFT C 0.55%
OSG B 0.54%
MOFG D 0.54%
SPOK D 0.54%
GLRE B 0.54%
KODK C 0.53%
ESQ D 0.51%
SPFI D 0.5%
PBPB D 0.48%
JOUT D 0.48%
LINC C 0.47%
FSBC D 0.45%
NRIM D 0.44%
ONEW D 0.44%
WTI F 0.42%
NEWT F 0.41%
MVBF D 0.41%
PAHC C 0.41%
BSRR D 0.4%
HBT D 0.4%
PANL D 0.39%
INSE D 0.38%
OMER F 0.38%
RM D 0.37%
LOCO D 0.37%
AMPY C 0.37%
FSBW D 0.37%
TSBK F 0.35%
NECB F 0.35%
FET D 0.35%
BCML D 0.35%
PKOH C 0.34%
FF C 0.34%
AFCG C 0.33%
CVLY D 0.33%
RLGT F 0.32%
OBT D 0.32%
NATH D 0.31%
EPM D 0.29%
PLBC D 0.28%
IPI D 0.28%
KFS D 0.27%
GENC B 0.27%
OVLY F 0.26%
RNGR C 0.26%
QUAD D 0.25%
LEGH F 0.24%
CMT D 0.24%
MEC C 0.24%
LSEA B 0.23%
OCN F 0.23%
ATLC F 0.23%
MPX D 0.21%
HNRG F 0.21%
TSQ C 0.21%
III F 0.2%
INTT D 0.2%
MNSB F 0.18%
STKS C 0.18%
KLXE F 0.17%
CMPO C 0.17%
EVC F 0.16%
ASRT D 0.16%
HGBL F 0.14%
TUSK F 0.14%
BGFV F 0.13%
REI C 0.13%
TZOO C 0.12%
CCRD F 0.11%
CMBM F 0.09%
FDM Underweight 43 Positions Relative to MGMT
Symbol Grade Weight
NRP C -4.97%
EXP A -4.06%
AGM B -3.71%
AZZ C -3.26%
CVCO A -3.25%
MTG A -2.96%
TDC F -2.9%
CASS B -2.72%
PHIN B -2.71%
CEIX F -2.65%
TRIP C -2.59%
NTIC D -2.4%
LAMR B -2.38%
LSTR D -2.34%
GEO C -2.2%
ATKR A -2.16%
BIOX D -2.15%
CBNK D -2.15%
GPRE D -2.11%
LII B -1.98%
IGIC B -1.97%
DOX D -1.97%
IMXI C -1.92%
BLCO C -1.8%
RMNI C -1.68%
EPR D -1.66%
KOS D -1.62%
CRMT D -1.58%
BWA D -1.57%
SFM B -1.54%
IPGP F -1.46%
ECVT C -1.38%
GSM D -1.36%
KN F -1.2%
UFPT B -1.17%
CMP F -1.13%
TKR C -1.13%
BIL B -1.11%
EPSN C -1.07%
PATK B -0.99%
IRMD D -0.96%
G F -0.87%
EXTR F -0.81%
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