FAB vs. AFMC ETF Comparison

Comparison of First Trust Multi Cap Value AlphaDEX Fund (FAB) to Active Factor Mid Cap ETF (AFMC)
FAB

First Trust Multi Cap Value AlphaDEX Fund

FAB Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Multi Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Composite 1500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$88.95

Average Daily Volume

2,527

Number of Holdings *

665

* may have additional holdings in another (foreign) market
AFMC

Active Factor Mid Cap ETF

AFMC Description The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by mid capitalization companies. The manager defines mid capitalization companies as those that, at the time of investment, have a market capitalization between the minimum and maximum market capitalization of a widely recognized index of mid capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.31

Average Daily Volume

9,370

Number of Holdings *

244

* may have additional holdings in another (foreign) market
Performance
Period FAB AFMC
30 Days 6.40% 7.36%
60 Days 5.80% 6.97%
90 Days 6.32% 8.83%
12 Months 27.56% 41.05%
111 Overlapping Holdings
Symbol Grade Weight in FAB Weight in AFMC Overlap
ABG B 0.14% 0.17% 0.14%
ADNT F 0.09% 0.17% 0.09%
AEO F 0.11% 0.12% 0.11%
AGCO D 0.08% 0.43% 0.08%
AIZ A 0.09% 0.4% 0.09%
AMG B 0.23% 0.62% 0.23%
AMN F 0.06% 0.09% 0.06%
AMR C 0.22% 0.45% 0.22%
AN C 0.12% 0.26% 0.12%
APA D 0.2% 0.08% 0.08%
APLE B 0.13% 0.17% 0.13%
ARW D 0.15% 0.34% 0.15%
ASGN F 0.08% 0.07% 0.07%
ASO F 0.18% 0.29% 0.18%
ATKR C 0.23% 0.25% 0.23%
AVT C 0.17% 0.27% 0.17%
BCC B 0.17% 0.45% 0.17%
BERY B 0.14% 0.59% 0.14%
BLDR D 0.24% 0.59% 0.24%
BTU B 0.13% 0.43% 0.13%
BWA D 0.2% 0.21% 0.2%
BYD C 0.15% 0.35% 0.15%
CATY B 0.09% 0.25% 0.09%
CHRD D 0.22% 0.4% 0.22%
CLF F 0.15% 0.17% 0.15%
CMC B 0.23% 0.6% 0.23%
CNXC F 0.17% 0.09% 0.09%
COLB A 0.15% 0.33% 0.15%
CRI D 0.06% 0.18% 0.06%
CUZ B 0.09% 0.56% 0.09%
CXT B 0.05% 0.05% 0.05%
DDS B 0.19% 0.43% 0.19%
DINO D 0.21% 0.48% 0.21%
DXC B 0.18% 0.17% 0.17%
ENS D 0.12% 0.48% 0.12%
ESNT D 0.19% 0.8% 0.19%
FHI A 0.06% 0.68% 0.06%
FHN A 0.17% 0.32% 0.17%
G B 0.2% 0.66% 0.2%
GEF A 0.13% 0.42% 0.13%
GHC C 0.11% 0.44% 0.11%
GPI A 0.18% 0.25% 0.18%
HIW D 0.09% 0.77% 0.09%
HOG D 0.18% 0.25% 0.18%
HSIC B 0.04% 0.09% 0.04%
HST C 0.17% 0.22% 0.17%
HWC B 0.1% 0.33% 0.1%
IART C 0.13% 0.02% 0.02%
INGR B 0.14% 0.9% 0.14%
JAZZ B 0.19% 0.38% 0.19%
JBL B 0.14% 0.67% 0.14%
JWN C 0.09% 0.19% 0.09%
JXN C 0.24% 0.65% 0.24%
KBH D 0.16% 1.09% 0.16%
KMT B 0.14% 0.47% 0.14%
L A 0.37% 0.22% 0.22%
LEA D 0.19% 0.21% 0.19%
LPX B 0.09% 0.24% 0.09%
M D 0.17% 0.15% 0.15%
MLI C 0.1% 1.15% 0.1%
MOH F 0.16% 0.34% 0.16%
MSM C 0.09% 0.24% 0.09%
MTG C 0.21% 1.1% 0.21%
MTH D 0.19% 0.47% 0.19%
MUSA A 0.05% 0.6% 0.05%
NAVI C 0.1% 0.19% 0.1%
NFG A 0.17% 0.56% 0.17%
NXST C 0.13% 0.62% 0.13%
OC A 0.39% 0.8% 0.39%
OGN D 0.1% 0.08% 0.08%
OLN D 0.11% 0.24% 0.11%
OPCH D 0.03% 0.12% 0.03%
ORI A 0.09% 1.17% 0.09%
OZK B 0.19% 0.21% 0.19%
PBF D 0.22% 0.3% 0.22%
PBH A 0.06% 0.06% 0.06%
PDCO D 0.09% 0.06% 0.06%
PHM D 0.39% 0.56% 0.39%
PINC B 0.14% 0.44% 0.14%
PK B 0.13% 0.43% 0.13%
PRGO B 0.04% 0.19% 0.04%
PVH C 0.22% 0.39% 0.22%
RDN C 0.21% 0.76% 0.21%
RS B 0.47% 0.35% 0.35%
SANM B 0.15% 0.49% 0.15%
SJM D 0.12% 0.18% 0.12%
SKX D 0.08% 0.07% 0.07%
SM B 0.24% 0.18% 0.18%
SNA A 0.32% 0.47% 0.32%
SNX C 0.12% 0.55% 0.12%
SSB B 0.05% 0.3% 0.05%
STLD B 0.48% 0.36% 0.36%
TAP C 0.23% 0.07% 0.07%
TEX D 0.21% 0.37% 0.21%
TGNA B 0.14% 0.54% 0.14%
TMHC B 0.22% 0.78% 0.22%
TOL B 0.43% 1.47% 0.43%
TPH D 0.2% 0.11% 0.11%
TPR B 0.05% 0.62% 0.05%
UFPI B 0.09% 0.34% 0.09%
UGI A 0.2% 0.34% 0.2%
UHS D 0.15% 0.45% 0.15%
UNM A 0.21% 0.96% 0.21%
VNT B 0.1% 0.09% 0.09%
VSH D 0.11% 0.13% 0.11%
WBS A 0.17% 0.73% 0.17%
WCC B 0.16% 0.25% 0.16%
WPC D 0.08% 0.65% 0.08%
WU D 0.11% 0.07% 0.07%
ZD C 0.12% 0.25% 0.12%
ZION B 0.16% 0.18% 0.16%
FAB Overweight 554 Positions Relative to AFMC
Symbol Grade Weight
UAL A 0.7%
SYF B 0.57%
DAL C 0.56%
GM B 0.56%
PCAR B 0.51%
FOXA B 0.49%
CVX A 0.48%
CINF A 0.48%
TROW B 0.48%
EOG A 0.48%
COP C 0.47%
HPE B 0.46%
F C 0.46%
CTRA B 0.46%
XOM B 0.45%
WFC A 0.45%
AIG B 0.45%
HAL C 0.45%
VLO C 0.45%
CMCSA B 0.45%
DVN F 0.44%
T A 0.44%
NUE C 0.43%
COF B 0.43%
OXY D 0.43%
PSX C 0.43%
HBAN A 0.42%
KMI A 0.42%
MPC D 0.42%
EG C 0.41%
EQT B 0.41%
LNG B 0.41%
LEN D 0.4%
CFG B 0.4%
BG F 0.4%
ETR B 0.39%
LYB F 0.38%
SRE A 0.38%
VTRS A 0.38%
C A 0.38%
CVS D 0.38%
ADM D 0.38%
CTSH B 0.37%
CRBG B 0.37%
XEL A 0.37%
FANG D 0.37%
INTC D 0.37%
FDX B 0.37%
ALLY C 0.36%
CNP B 0.36%
AEE A 0.36%
KR B 0.36%
SLB C 0.36%
ATO A 0.36%
HIG B 0.35%
CB C 0.35%
CF B 0.35%
ZBH C 0.35%
APTV D 0.33%
EXC C 0.33%
VZ C 0.32%
DG F 0.32%
ED D 0.32%
ON D 0.32%
MS A 0.32%
MTB A 0.31%
CHTR C 0.31%
BAC A 0.3%
SWKS F 0.3%
IP B 0.3%
DHI D 0.3%
BKR B 0.3%
RF A 0.29%
TDY B 0.28%
LUV C 0.28%
TRV B 0.28%
USB A 0.28%
FITB A 0.28%
NI A 0.27%
STT A 0.27%
CNC D 0.27%
PPL B 0.26%
MTDR B 0.26%
DGX A 0.26%
TXT D 0.25%
AGO B 0.25%
D C 0.25%
NOG A 0.25%
LNT A 0.25%
AFL B 0.25%
EQR B 0.25%
ULTA F 0.25%
TGT F 0.25%
OVV B 0.25%
CNX A 0.25%
DTE C 0.24%
CE F 0.24%
OSK B 0.24%
HP B 0.24%
DE A 0.24%
EBAY D 0.24%
HRL D 0.24%
DUK C 0.24%
SYY B 0.24%
BBY D 0.23%
STX D 0.23%
RJF A 0.23%
KHC F 0.23%
PTEN C 0.23%
AL B 0.23%
AEP D 0.23%
BIIB F 0.22%
NFE D 0.22%
URBN C 0.22%
NOV C 0.22%
CIVI D 0.22%
AKAM D 0.22%
HCC B 0.22%
CADE B 0.21%
OKE A 0.21%
ZM B 0.21%
DOW F 0.21%
CXW B 0.21%
MUR D 0.21%
LBRT D 0.2%
R B 0.2%
PNC B 0.2%
DIS B 0.2%
RIOT C 0.2%
MATX C 0.2%
KEY B 0.2%
RUSHA C 0.2%
LBRDK C 0.2%
LAD A 0.2%
RNR C 0.2%
KIM A 0.19%
JBHT C 0.19%
TSN B 0.19%
RRC B 0.19%
CSCO B 0.19%
DAR C 0.19%
NWSA B 0.19%
PKG A 0.19%
LNC B 0.19%
CNO A 0.19%
MGY A 0.19%
MHO D 0.19%
KRC C 0.18%
OTTR C 0.18%
GBDC C 0.18%
HRI B 0.18%
BKH A 0.18%
PNW B 0.18%
HPQ B 0.18%
ADTN A 0.18%
DRI B 0.18%
CSX B 0.18%
COOP B 0.18%
FMC D 0.18%
PRU A 0.18%
AAP C 0.18%
RGA A 0.18%
BEN C 0.18%
POR C 0.17%
CMS C 0.17%
NVR D 0.17%
SOLV C 0.17%
SR A 0.17%
BBWI D 0.17%
MOS F 0.17%
FNF B 0.17%
EVRG A 0.17%
WEC A 0.17%
SSNC B 0.17%
KDP D 0.16%
HUM C 0.16%
MDU D 0.16%
ARE D 0.16%
BMBL C 0.16%
SUM B 0.16%
FE C 0.16%
GBX A 0.16%
DOC D 0.16%
CARR D 0.16%
PPG F 0.16%
HSY F 0.16%
SIG B 0.16%
JNJ D 0.16%
EIX B 0.16%
AMKR D 0.15%
CTOS C 0.15%
ECVT C 0.15%
WLK D 0.15%
CUBI C 0.15%
BFH B 0.15%
JBT B 0.15%
OMF A 0.15%
FNB A 0.15%
ALK C 0.15%
GIS D 0.15%
HTZ C 0.15%
GPC D 0.15%
RIG D 0.14%
ELV F 0.14%
EIG B 0.14%
WHR B 0.14%
AXS A 0.14%
TALO C 0.14%
DNOW B 0.14%
ULH B 0.14%
GMS B 0.14%
VTLE C 0.14%
VLY B 0.14%
CABO C 0.14%
REZI A 0.13%
LKQ D 0.13%
GIII D 0.13%
VAC B 0.13%
WS B 0.13%
KOS F 0.13%
CRGY B 0.13%
SPNT A 0.13%
THO B 0.13%
OGS A 0.13%
PAG B 0.13%
RLJ C 0.13%
TDS B 0.13%
GT C 0.13%
GPOR B 0.13%
OGE B 0.13%
HELE C 0.13%
GL B 0.13%
SWX B 0.13%
RES D 0.12%
ASH D 0.12%
EMN D 0.12%
BY B 0.12%
PEBO A 0.12%
PRDO B 0.12%
SON D 0.12%
AVA A 0.12%
TRMK B 0.12%
EPC D 0.12%
VC D 0.12%
POST C 0.12%
INDB B 0.12%
IMKTA C 0.12%
SHO C 0.12%
PARR D 0.12%
PLAB C 0.12%
INVA D 0.12%
BC C 0.12%
UVV B 0.12%
MRC B 0.11%
CCS D 0.11%
WMK C 0.11%
SEB F 0.11%
KSS F 0.11%
SAH A 0.11%
DBRG F 0.11%
WKC D 0.11%
USM B 0.11%
PHIN A 0.11%
EBC B 0.11%
FOR F 0.11%
CAL D 0.11%
FFBC A 0.11%
NWE B 0.1%
HII D 0.1%
CMI A 0.1%
ODFL B 0.1%
CRC B 0.1%
ABCB B 0.1%
ABR C 0.1%
OEC C 0.1%
MLKN D 0.1%
IDA A 0.1%
PRG C 0.1%
PB A 0.1%
UBSI B 0.1%
EQC B 0.1%
NWN A 0.1%
LZB B 0.1%
BV B 0.1%
CENTA C 0.1%
LADR B 0.1%
BECN B 0.1%
CMA A 0.1%
SBH C 0.1%
GEO B 0.1%
CVI F 0.1%
SEIC B 0.1%
HGV B 0.1%
SCSC B 0.1%
VSCO B 0.1%
HOV D 0.1%
DRH B 0.1%
CMCO B 0.1%
WTFC A 0.1%
PII D 0.1%
AMWD C 0.1%
GES F 0.1%
HD A 0.09%
FRME B 0.09%
WTRG B 0.09%
PFG D 0.09%
TNET D 0.09%
FIVE F 0.09%
CRL C 0.09%
PFBC B 0.09%
OMC C 0.09%
CLX B 0.09%
SBUX A 0.09%
ACN C 0.09%
ALKS B 0.09%
KFY B 0.09%
COLM B 0.09%
WSBC A 0.09%
CRK B 0.09%
SLGN A 0.09%
SASR B 0.09%
CASH A 0.09%
LHX C 0.09%
BNL D 0.09%
KNX B 0.09%
WRB A 0.09%
PLYA B 0.09%
PNM F 0.09%
BANR B 0.09%
APD A 0.09%
SLM A 0.09%
LH C 0.09%
IEX B 0.09%
J F 0.09%
AR B 0.09%
CVBF A 0.09%
ANDE D 0.09%
PYPL B 0.09%
ACA A 0.09%
VSTS C 0.09%
BOKF B 0.09%
BUSE B 0.08%
ARCB C 0.08%
MDLZ F 0.08%
MODG F 0.08%
WERN C 0.08%
WGO C 0.08%
TKR D 0.08%
AWK D 0.08%
REYN D 0.08%
MCRI A 0.08%
CPB D 0.08%
WY D 0.08%
PTVE B 0.08%
LMT D 0.08%
EXPD D 0.08%
SNDR B 0.08%
ALG B 0.08%
DAN D 0.08%
HOPE B 0.08%
DD D 0.08%
FIBK A 0.08%
CI F 0.08%
IPG D 0.08%
FCF A 0.08%
SRCE B 0.08%
MAS D 0.08%
HUBG A 0.08%
NX C 0.08%
XRX F 0.08%
LAUR A 0.08%
HOLX D 0.08%
BKE B 0.08%
MDT D 0.08%
FTV C 0.08%
BKU A 0.08%
TCBK B 0.08%
VBTX B 0.08%
KALU C 0.08%
KEYS A 0.08%
GD F 0.08%
WSFS A 0.08%
PEP F 0.08%
HY D 0.08%
RNST B 0.08%
UPS C 0.08%
CTVA C 0.08%
NDSN B 0.08%
SFNC B 0.08%
MIDD C 0.08%
MAA B 0.08%
EFSC B 0.08%
VRTS B 0.08%
FULT A 0.08%
LOW D 0.08%
TTMI B 0.07%
LC A 0.07%
LILAK D 0.07%
SJW D 0.07%
PEB D 0.07%
MRTN C 0.07%
CAG D 0.07%
SPB C 0.07%
UNF B 0.07%
NKE D 0.07%
KLG C 0.07%
IPGP D 0.07%
DIOD D 0.07%
XHR B 0.07%
UHAL D 0.07%
MMS F 0.07%
SBCF A 0.06%
GOGO C 0.06%
FBNC A 0.06%
CSGS B 0.06%
OMI F 0.06%
KAR B 0.06%
DFH D 0.06%
NIC B 0.06%
SNEX B 0.06%
HMN B 0.06%
FHB A 0.06%
CAR C 0.06%
GRBK D 0.06%
ASB B 0.06%
SCVL F 0.06%
VSAT F 0.06%
SSTK F 0.06%
LGIH D 0.06%
AFG A 0.05%
BJ A 0.05%
WAL B 0.05%
ROG D 0.05%
PATK D 0.05%
FLR B 0.05%
ALIT C 0.05%
DFIN D 0.05%
SEM B 0.05%
DEA D 0.05%
DNB B 0.05%
SHEN F 0.05%
THRM D 0.05%
YETI C 0.05%
LCII C 0.05%
PFGC B 0.05%
PSMT C 0.05%
UCB A 0.05%
RHI B 0.05%
SYNA C 0.05%
AUB B 0.05%
OFG B 0.05%
SCL C 0.05%
ARI C 0.05%
ALEX C 0.05%
GXO B 0.05%
LNN B 0.05%
KWR C 0.05%
HTH B 0.05%
STBA B 0.05%
UMBF B 0.05%
DK C 0.05%
ROCK C 0.05%
GO C 0.05%
JEF A 0.05%
ABM B 0.05%
ENOV C 0.05%
MTX B 0.05%
WAFD B 0.05%
TOWN B 0.05%
EPAM C 0.05%
HLF C 0.05%
IOSP B 0.05%
BHE B 0.05%
PNFP B 0.05%
NWBI B 0.05%
UPWK B 0.04%
MYRG B 0.04%
FBIN D 0.04%
NSP D 0.04%
IAC D 0.04%
FOXF F 0.04%
AVNS F 0.04%
RYN D 0.04%
CZR F 0.04%
LFUS F 0.04%
TTC D 0.04%
WD D 0.04%
FUL F 0.04%
BPOP B 0.04%
MGM D 0.04%
STWD C 0.04%
SEE C 0.04%
FAF A 0.04%
ODP F 0.04%
LSTR D 0.04%
MAT D 0.04%
NJR A 0.04%
IVZ B 0.04%
AVNT B 0.04%
FELE B 0.04%
SKY A 0.04%
WTS B 0.04%
VOYA B 0.04%
AIR B 0.03%
HAYW B 0.03%
SAFT C 0.03%
MTRN C 0.03%
XPEL C 0.03%
DEI B 0.03%
HLIO B 0.03%
GNW A 0.03%
IVT B 0.03%
CVCO A 0.03%
PPBI B 0.03%
ROIC A 0.03%
SAM C 0.03%
NBTB B 0.03%
FDP B 0.03%
BHF B 0.03%
BHLB B 0.03%
PFS B 0.03%
CBU B 0.03%
FBK B 0.03%
MCW B 0.03%
MGPI F 0.03%
TCBI B 0.03%
OLPX D 0.02%
BLMN F 0.02%
PLUS F 0.02%
GIC D 0.02%
GPRE F 0.02%
JBGS D 0.02%
OXM D 0.02%
CWEN C 0.02%
SHOO D 0.02%
AIN C 0.02%
MSGE F 0.02%
LXP D 0.02%
RC D 0.02%
CMTG F 0.02%
SHLS F 0.02%
CNXN C 0.02%
CC C 0.02%
NVEE F 0.02%
KFRC D 0.02%
NNI D 0.02%
STC B 0.02%
NMRK B 0.02%
CNMD C 0.02%
OI C 0.02%
MSEX B 0.02%
UPBD B 0.02%
EVTC B 0.02%
PGRE F 0.02%
FAB Underweight 133 Positions Relative to AFMC
Symbol Grade Weight
SFM A -1.96%
UTHR C -1.55%
EME C -1.33%
GDDY A -1.2%
AYI B -1.16%
ALSN B -1.13%
THC D -1.12%
FIX A -1.06%
VST B -1.04%
NRG B -0.99%
WSM B -0.98%
IDCC A -0.95%
TPL A -0.94%
ACT D -0.87%
COKE C -0.87%
IBOC A -0.85%
CSL C -0.8%
CW B -0.78%
LII A -0.75%
SF B -0.74%
CNM D -0.72%
GLPI C -0.72%
TXRH C -0.72%
CVLT B -0.7%
FICO B -0.67%
ERIE D -0.65%
NTAP C -0.62%
BRBR A -0.62%
CACI D -0.62%
PRI A -0.6%
OHI C -0.58%
FFIV B -0.58%
EXP A -0.56%
DBX B -0.54%
PPC C -0.54%
CRS A -0.54%
DECK A -0.52%
SBRA C -0.51%
CBSH A -0.51%
ACIW B -0.51%
HRB D -0.5%
RPM A -0.5%
NYT C -0.5%
GMED A -0.48%
NVST B -0.47%
PSN D -0.46%
CRUS D -0.46%
HNI B -0.44%
RGLD C -0.43%
JLL D -0.43%
MEDP D -0.43%
ONTO D -0.42%
NTCT C -0.42%
CHE D -0.41%
EXEL B -0.39%
LAMR D -0.39%
HALO F -0.39%
HLI B -0.39%
WSO A -0.38%
ANF C -0.37%
CDP C -0.37%
WFRD D -0.37%
MAN D -0.37%
ADC B -0.34%
CSWI A -0.33%
SAIC F -0.31%
EPR D -0.31%
CR A -0.3%
FSS B -0.3%
APPF B -0.3%
GAP C -0.3%
BDC B -0.29%
LNTH D -0.29%
INCY C -0.29%
DKS C -0.29%
CHRW C -0.28%
NSA D -0.27%
EHC B -0.27%
CTRE D -0.27%
MANH D -0.27%
TTEK F -0.26%
WWD B -0.26%
JHG A -0.26%
LOPE B -0.26%
NVT B -0.26%
RL B -0.26%
CNA B -0.25%
IBP D -0.25%
TDC D -0.24%
VMI B -0.24%
ESAB B -0.23%
ENSG D -0.23%
NBIX C -0.22%
AIT A -0.22%
CRVL A -0.21%
HOMB A -0.2%
NEU C -0.19%
NUS D -0.18%
CROX D -0.17%
ATR B -0.15%
CASY A -0.14%
CAH B -0.13%
BLD D -0.13%
HPP F -0.12%
EQH B -0.1%
EXLS B -0.1%
BPMC C -0.1%
CUBE D -0.1%
NSIT F -0.1%
ELF C -0.1%
BOX B -0.1%
GEN B -0.1%
ITT A -0.09%
AOS F -0.09%
CPT B -0.09%
HAE C -0.08%
BRX A -0.08%
DCI B -0.08%
ITRI B -0.08%
LECO B -0.08%
DOCS C -0.07%
OSCR D -0.07%
AWI A -0.06%
DVA B -0.06%
MMSI B -0.06%
SPSC C -0.05%
ZETA D -0.05%
BMI B -0.04%
ACLS F -0.04%
LEVI F -0.03%
NNN D -0.0%
VRNS D -0.0%
PI D -0.0%
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