ETHO vs. FYC ETF Comparison

Comparison of Etho Climate Leadership U.S. ETF (ETHO) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
ETHO

Etho Climate Leadership U.S. ETF

ETHO Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the Etho Climate Leadership Index - US (the "index"). The index tracks the performance of the equity securities of a diversified set of U.S. companies that are leaders in their industry with respect to their carbon impact. "Carbon impact" is calculated based on the total greenhouse gas ("GHG") emissions from a company's operations, fuel use, supply chain, and business activities, divided by the company's market capitalization. The fund will invest at least 80% of its total assets in the component securities of the index.

Grade (RS Rating)

Last Trade

$63.33

Average Daily Volume

5,371

Number of Holdings *

285

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings *

240

* may have additional holdings in another (foreign) market
Performance
Period ETHO FYC
30 Days 7.59% 11.90%
60 Days 6.45% 12.40%
90 Days 6.91% 15.20%
12 Months 24.60% 46.68%
20 Overlapping Holdings
Symbol Grade Weight in ETHO Weight in FYC Overlap
AAT B 0.41% 0.36% 0.36%
AGIO C 0.65% 0.59% 0.59%
AWR B 0.39% 0.12% 0.12%
BL B 0.31% 0.13% 0.13%
BRC D 0.42% 0.34% 0.34%
CAKE C 0.44% 0.42% 0.42%
CARG C 0.51% 0.42% 0.42%
CARS B 0.36% 0.13% 0.13%
CPRX C 0.46% 0.52% 0.46%
CTS C 0.38% 0.13% 0.13%
CWT D 0.37% 0.32% 0.32%
FTDR A 0.56% 0.69% 0.56%
HNI B 0.4% 0.61% 0.4%
IDCC A 0.56% 0.76% 0.56%
LITE B 0.6% 0.47% 0.47%
NMIH D 0.38% 0.43% 0.38%
PTGX C 0.48% 0.54% 0.48%
SCS C 0.33% 0.23% 0.23%
THR B 0.3% 0.12% 0.12%
VCYT B 0.58% 0.65% 0.58%
ETHO Overweight 265 Positions Relative to FYC
Symbol Grade Weight
SFM A 0.73%
TSLA B 0.61%
ALNY D 0.57%
UTHR C 0.56%
SASR B 0.55%
HLNE B 0.55%
PIPR B 0.54%
TWLO A 0.53%
COLB A 0.53%
NVDA C 0.52%
PODD C 0.51%
GDDY A 0.51%
PLNT A 0.5%
GKOS B 0.49%
AAON B 0.49%
CAC B 0.48%
TMUS B 0.48%
EXEL B 0.48%
MATX C 0.48%
EXTR B 0.47%
SMAR A 0.47%
BKU A 0.47%
BMI B 0.45%
BKNG A 0.45%
CBSH A 0.44%
LQDT B 0.44%
ANET C 0.44%
NFLX A 0.44%
NOW A 0.44%
DOCU A 0.44%
FFBC A 0.43%
CNS B 0.43%
FHN A 0.43%
MOD A 0.43%
DFS B 0.43%
MMSI B 0.43%
ASB B 0.42%
INGR B 0.42%
ZM B 0.42%
CMA A 0.42%
FFIV B 0.42%
PYPL B 0.42%
AAPL C 0.42%
HWC B 0.42%
EPRT B 0.41%
FIBK A 0.41%
NYT C 0.41%
AXP A 0.41%
BOH B 0.41%
TGNA B 0.41%
BOKF B 0.41%
LII A 0.41%
WTFC A 0.41%
MSEX B 0.41%
HBAN A 0.41%
BRO B 0.41%
BOX B 0.4%
TTWO A 0.4%
EA A 0.4%
KEY B 0.4%
VRSK A 0.4%
LAD A 0.4%
URI B 0.39%
TXN C 0.39%
LPLA A 0.39%
PPBI B 0.39%
WBS A 0.39%
AJG B 0.39%
TJX A 0.39%
CSCO B 0.39%
ADSK A 0.39%
PAYX C 0.39%
ATEN B 0.39%
BE B 0.39%
ATR B 0.39%
AUB B 0.39%
NTNX A 0.38%
SSNC B 0.38%
DAY B 0.38%
RUSHA C 0.38%
DEA D 0.38%
ITGR B 0.38%
VRTX F 0.38%
GWW B 0.38%
PRI A 0.38%
RMD C 0.38%
ATRC C 0.38%
TRMB B 0.37%
BUSE B 0.37%
REZI A 0.37%
CRM B 0.37%
DECK A 0.37%
NTAP C 0.37%
ESI A 0.37%
PFGC B 0.37%
PAYC B 0.37%
BCPC B 0.37%
LZB B 0.37%
DBX B 0.37%
BURL A 0.37%
JBT B 0.37%
DT C 0.37%
IT C 0.37%
INFN C 0.36%
OMF A 0.36%
BERY B 0.36%
V A 0.36%
HUBS A 0.36%
SCSC B 0.36%
VOYA B 0.36%
RL B 0.36%
ABG B 0.36%
PFSI D 0.36%
AMGN D 0.35%
TPH D 0.35%
HAE C 0.35%
ADI D 0.35%
OMC C 0.35%
CSGS B 0.35%
AWK D 0.35%
MA C 0.35%
INTU C 0.35%
MSCI C 0.35%
ZS C 0.35%
DDOG A 0.34%
NTCT C 0.34%
COLM B 0.34%
KR B 0.34%
LFUS F 0.34%
RARE D 0.34%
ZTS D 0.34%
SHOO D 0.34%
YETI C 0.34%
ADBE C 0.34%
PEN B 0.34%
PINC B 0.34%
GIII D 0.34%
GEF A 0.34%
OZK B 0.34%
VEEV C 0.33%
JKHY D 0.33%
MSFT F 0.33%
AGNC D 0.33%
WDAY B 0.33%
MTH D 0.33%
ITW B 0.33%
VZ C 0.33%
XHR B 0.33%
FELE B 0.33%
PTC A 0.33%
CMG B 0.33%
CHD B 0.33%
WRB A 0.33%
AMTB B 0.33%
KMB D 0.33%
NOVT D 0.32%
BZH B 0.32%
VRSN F 0.32%
TTGT C 0.32%
CGNX C 0.32%
KRO D 0.32%
RHI B 0.32%
HASI D 0.32%
PFE D 0.32%
ROK B 0.32%
CDNS B 0.32%
WTS B 0.32%
ANSS B 0.32%
APLE B 0.32%
RHP B 0.32%
OLED D 0.32%
TER D 0.31%
NDSN B 0.31%
LCII C 0.31%
QCOM F 0.31%
SHO C 0.31%
PARA C 0.31%
SYY B 0.31%
VVV F 0.31%
ROST C 0.31%
XYL D 0.31%
PSTG D 0.31%
ESNT D 0.31%
FC F 0.31%
MSA D 0.3%
SIGI C 0.3%
KLAC D 0.3%
CASS B 0.3%
POWI D 0.29%
AMAT F 0.29%
MPWR F 0.29%
EPC D 0.29%
EPAM C 0.29%
PLD D 0.29%
ALLY C 0.29%
NBIX C 0.29%
IPG D 0.29%
ALG B 0.28%
GPN B 0.28%
VAC B 0.28%
ELAN D 0.28%
IONS F 0.28%
ROG D 0.28%
RMBS C 0.28%
SITE D 0.27%
MDB C 0.27%
MYRG B 0.27%
MKSI C 0.27%
REXR F 0.27%
IPGP D 0.27%
USNA C 0.27%
GNTX C 0.27%
SCL C 0.27%
LEVI F 0.27%
FND C 0.26%
IDXX F 0.26%
MXL C 0.26%
CYTK F 0.26%
AMKR D 0.26%
THS D 0.26%
AOS F 0.26%
RGEN D 0.26%
THRM D 0.25%
LRCX F 0.25%
BMRN D 0.25%
AMD F 0.25%
COHU C 0.25%
ETSY D 0.25%
CDW F 0.24%
TREX C 0.24%
TPIC F 0.24%
IRBT F 0.24%
EXAS D 0.24%
DENN D 0.24%
MRK F 0.24%
ENTG D 0.24%
OKTA C 0.24%
ARWR F 0.24%
EW C 0.23%
MOV C 0.23%
HVT D 0.22%
LEA D 0.22%
CROX D 0.22%
CRI D 0.21%
LSCC D 0.21%
HPP F 0.21%
EB C 0.21%
ALLO F 0.2%
COTY F 0.2%
KELYA F 0.2%
PLUG F 0.19%
BRKR D 0.19%
NOVA F 0.18%
HELE C 0.18%
PCRX C 0.18%
W F 0.18%
DXCM D 0.17%
ATKR C 0.16%
ENPH F 0.16%
AMN F 0.13%
MRNA F 0.13%
EDIT F 0.13%
EL F 0.13%
NVRO F 0.1%
CHGG D 0.07%
ETHO Underweight 220 Positions Relative to FYC
Symbol Grade Weight
RKLB B -1.06%
EAT A -0.91%
PAYO A -0.82%
POWL C -0.81%
PRIM A -0.81%
TGTX B -0.79%
IESC B -0.79%
ROAD A -0.76%
STRL B -0.75%
WWW B -0.75%
TRUP B -0.74%
QCRH A -0.73%
ENVA B -0.72%
GVA A -0.72%
WULF C -0.71%
PJT A -0.71%
DOCS C -0.71%
LRN A -0.7%
STEP B -0.69%
USLM A -0.69%
MCY A -0.69%
ACLX C -0.68%
RYTM C -0.68%
CNK B -0.68%
ATGE B -0.67%
LMND B -0.67%
ALHC C -0.65%
GSHD A -0.64%
PRCT B -0.64%
TRN C -0.64%
AMRX C -0.64%
REVG B -0.63%
SKYW B -0.62%
PBI B -0.61%
PTON B -0.6%
ADMA B -0.6%
NHC C -0.6%
TBBK B -0.6%
CHEF A -0.59%
DSGR D -0.59%
CALM A -0.58%
KYMR D -0.58%
HWKN B -0.58%
SKWD A -0.58%
SLVM B -0.58%
MIRM B -0.57%
SGBX F -0.57%
INTA A -0.57%
SYBT B -0.57%
DORM B -0.57%
CWAN B -0.57%
ALKT B -0.56%
VCTR B -0.55%
NBHC B -0.55%
PRK B -0.55%
JANX C -0.54%
MWA B -0.54%
PRM C -0.54%
CDE D -0.54%
OSW A -0.54%
PTCT B -0.54%
PLMR B -0.53%
CHWY B -0.53%
SATS D -0.53%
MNKD C -0.53%
LMAT A -0.52%
TGLS B -0.51%
CRAI B -0.51%
NPAB B -0.49%
CCOI B -0.49%
LFST C -0.49%
SMTC B -0.49%
PRGS A -0.48%
SABR C -0.48%
AORT B -0.48%
YOU D -0.48%
OUT A -0.48%
UFPT B -0.47%
BCRX D -0.47%
FBP B -0.47%
CENX B -0.46%
VERX B -0.45%
WTTR B -0.43%
MBIN D -0.43%
ASTH D -0.43%
OSCR D -0.43%
APOG B -0.42%
SITM B -0.42%
NRIX D -0.42%
SHAK C -0.42%
MGNI A -0.42%
RNG B -0.41%
BANF B -0.41%
GABC B -0.41%
CIFR B -0.4%
BGC C -0.4%
SEMR B -0.4%
WT B -0.4%
VITL D -0.39%
GFF A -0.39%
OII B -0.39%
GERN D -0.39%
CHCO B -0.39%
HRMY D -0.39%
HURN B -0.39%
UE C -0.38%
KTOS B -0.38%
ESE B -0.38%
BLBD D -0.38%
COLL F -0.37%
AZZ B -0.36%
KN B -0.36%
OSIS B -0.35%
AMPH D -0.33%
ICFI F -0.33%
DOCN D -0.33%
ESRT C -0.33%
IOVA F -0.32%
PMT D -0.32%
ADUS D -0.32%
NHI D -0.32%
FLNC C -0.32%
ASPN F -0.32%
NSA D -0.31%
WRBY B -0.31%
HLIT D -0.3%
KNTK B -0.3%
TWST D -0.3%
BLFS C -0.3%
HEES B -0.29%
LGND B -0.28%
BKD D -0.28%
MGEE C -0.28%
DRVN B -0.28%
TNL A -0.28%
CEIX A -0.28%
IIPR D -0.27%
LKFN B -0.27%
OCUL D -0.27%
EPAC B -0.27%
AROC B -0.27%
NEO C -0.26%
SKT B -0.26%
WDFC B -0.26%
SXI B -0.26%
BANC A -0.26%
AGYS A -0.26%
AGM C -0.26%
SWI B -0.25%
MAC B -0.25%
ARQT C -0.25%
ANIP F -0.24%
CDP C -0.24%
TNDM F -0.24%
UMH C -0.24%
IAS C -0.24%
CPK A -0.24%
NXRT B -0.24%
FCPT C -0.23%
GTX D -0.23%
JJSF B -0.23%
SXT B -0.23%
DNLI D -0.23%
KW B -0.23%
CMPR D -0.23%
GTY B -0.23%
ACVA B -0.23%
EPR D -0.22%
PHR F -0.22%
AESI B -0.22%
HLX B -0.22%
AIV C -0.22%
ELME D -0.22%
CDRE D -0.21%
HUMA F -0.21%
RXST F -0.21%
EVH F -0.21%
ALX D -0.21%
NVAX F -0.2%
MYGN F -0.2%
SOUN C -0.17%
TGI B -0.16%
MIR A -0.16%
ARDX F -0.16%
PAR B -0.16%
CBZ B -0.14%
SMPL B -0.13%
BEAM D -0.13%
CLB B -0.13%
APPN B -0.13%
APAM B -0.13%
MLNK B -0.13%
ACAD D -0.13%
WABC B -0.13%
PLAY D -0.13%
FBRT C -0.12%
AMC C -0.12%
YELP C -0.12%
LTC B -0.12%
STRA C -0.12%
TR B -0.12%
WEN D -0.12%
TNC D -0.11%
PZZA D -0.11%
NSSC D -0.11%
RRR D -0.11%
ARLO C -0.11%
FOLD F -0.11%
ENVX F -0.11%
BXMT C -0.11%
IRDM D -0.11%
VECO F -0.1%
JOE F -0.1%
GNL F -0.1%
AZTA D -0.1%
JAMF F -0.1%
CLDX F -0.09%
XPRO F -0.09%
RLAY F -0.09%
LPG F -0.09%
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