EFIV vs. QTR ETF Comparison

Comparison of SPDR S&P 500 ESG ETF (EFIV) to Global X NASDAQ 100 Tail Risk ETF (QTR)

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$57.77

Average Daily Volume

109,257

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

QTR

Global X NASDAQ 100 Tail Risk ETF

QTR Description

Global X Funds - Global X NASDAQ 100 Tail Risk ETF is an exchange traded fund launched and managed by Global X Management Company LLC. The fund invests in the public equity markets of the United States. It invests directly and through derivatives such as options in stocks of companies operating across non-financial companies sectors. The fund invests in growth and value stocks of large-cap companies. It seeks to track the performance of the Nasdaq-100 Quarterly Protective Put 90 Index, by using full replication technique. Global X Funds - Global X NASDAQ 100 Tail Risk ETF was formed on August 25, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$31.24

Average Daily Volume

289

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	EFIV	QTR
30 Days	2.81%	3.27%
60 Days	4.79%	3.88%
90 Days	5.59%	4.16%
12 Months	30.64%	26.02%

48 Overlapping Holdings

Symbol	Grade	Weight in EFIV	Weight in QTR	Overlap
AAPL	C	9.53%	8.48%	8.48%
ADBE	C	0.66%	1.48%	0.66%
ADP	B	0.35%	0.78%	0.35%
ADSK	A	0.19%	0.41%	0.19%
AMAT	F	0.42%	0.97%	0.42%
AMD	F	0.63%	1.41%	0.63%
AMGN	D	0.45%	1.01%	0.45%
BIIB	F	0.07%	0.15%	0.07%
BKR	B	0.12%	0.28%	0.12%
CMCSA	B	0.47%	1.06%	0.47%
COST	B	1.15%	2.58%	1.15%
CSCO	B	0.66%	1.47%	0.66%
CSGP	D	0.09%	0.2%	0.09%
CSX	B	0.2%	0.43%	0.2%
CTAS	B	0.21%	0.55%	0.21%
EA	A	0.11%	0.28%	0.11%
EXC	C	0.11%	0.24%	0.11%
FANG	D	0.09%	0.34%	0.09%
GILD	C	0.32%	0.72%	0.32%
GOOG	C	2.42%	2.42%	2.42%
GOOGL	C	2.92%	2.51%	2.51%
IDXX	F	0.1%	0.22%	0.1%
INTC	D	0.3%	0.68%	0.3%
KDP	D	0.11%	0.29%	0.11%
KHC	F	0.08%	0.25%	0.08%
KLAC	D	0.24%	0.55%	0.24%
LIN	D	0.61%	1.36%	0.61%
LRCX	F	0.27%	0.61%	0.27%
LULU	C	0.1%	0.25%	0.1%
MAR	B	0.19%	0.5%	0.19%
MDLZ	F	0.25%	0.55%	0.25%
MRNA	F	0.04%	0.1%	0.04%
MSFT	F	8.8%	7.75%	7.75%
MU	D	0.31%	0.69%	0.31%
NVDA	C	10.02%	8.8%	8.8%
ON	D	0.08%	0.18%	0.08%
PAYX	C	0.13%	0.34%	0.13%
PCAR	B	0.17%	0.37%	0.17%
PEP	F	0.63%	1.43%	0.63%
PYPL	B	0.25%	0.55%	0.25%
QCOM	F	0.5%	1.15%	0.5%
REGN	F	0.24%	0.53%	0.24%
ROST	C	0.13%	0.3%	0.13%
SBUX	A	0.32%	0.71%	0.32%
TMUS	B	0.33%	1.75%	0.33%
TSLA	B	2.55%	3.68%	2.55%
TTWO	A	0.08%	0.19%	0.08%
VRSK	A	0.11%	0.25%	0.11%

EFIV Overweight 265 Positions Relative to QTR

Symbol	Grade	Weight
JPM	A	1.91%
LLY	F	1.79%
UNH	C	1.56%
XOM	B	1.5%
V	A	1.44%
MA	C	1.2%
HD	A	1.13%
PG	A	1.09%
WMT	A	1.03%
CRM	B	0.92%
BAC	A	0.86%
ABBV	D	0.84%
CVX	A	0.75%
MRK	F	0.7%
KO	D	0.68%
ACN	C	0.65%
MCD	D	0.59%
ABT	B	0.56%
GE	D	0.55%
DIS	B	0.52%
CAT	B	0.52%
GS	A	0.52%
MS	A	0.46%
T	A	0.45%
AXP	A	0.45%
SPGI	C	0.45%
LOW	D	0.43%
DHR	F	0.43%
UBER	D	0.42%
NEE	D	0.42%
UNP	C	0.41%
ETN	A	0.41%
BLK	C	0.4%
TJX	A	0.38%
C	A	0.37%
SYK	C	0.37%
BSX	B	0.36%
FI	A	0.34%
SCHW	B	0.33%
BMY	B	0.33%
MMC	B	0.31%
MDT	D	0.31%
CB	C	0.3%
PLD	D	0.3%
DE	A	0.28%
ELV	F	0.27%
UPS	C	0.27%
NKE	D	0.26%
CI	F	0.26%
TT	A	0.26%
ICE	C	0.25%
SHW	A	0.25%
PH	A	0.25%
AMT	D	0.25%
EQIX	A	0.24%
CMG	B	0.23%
CME	A	0.23%
WM	A	0.23%
PNC	B	0.23%
AON	A	0.23%
WELL	A	0.22%
USB	A	0.22%
ZTS	D	0.22%
ITW	B	0.21%
CL	D	0.21%
EMR	A	0.21%
MCO	B	0.21%
COF	B	0.2%
TGT	F	0.2%
BDX	F	0.19%
WMB	A	0.19%
CVS	D	0.19%
APD	A	0.19%
ECL	D	0.18%
OKE	A	0.18%
CARR	D	0.18%
GM	B	0.18%
AJG	B	0.18%
NSC	B	0.17%
SLB	C	0.17%
FCX	D	0.17%
HLT	A	0.17%
TFC	A	0.17%
AFL	B	0.16%
BK	A	0.16%
JCI	C	0.16%
URI	B	0.16%
TRV	B	0.16%
SRE	A	0.16%
ALL	A	0.15%
GWW	B	0.15%
PSA	D	0.15%
MPC	D	0.15%
PSX	C	0.15%
DLR	B	0.15%
AMP	A	0.15%
RCL	A	0.15%
FIS	C	0.14%
MSCI	C	0.14%
AIG	B	0.14%
CMI	A	0.14%
KMI	A	0.14%
AME	A	0.13%
NEM	D	0.13%
DHI	D	0.13%
MET	A	0.13%
PWR	A	0.13%
DAL	C	0.12%
IR	B	0.12%
TRGP	B	0.12%
PEG	A	0.12%
COR	B	0.12%
AXON	A	0.12%
RSG	A	0.12%
DFS	B	0.12%
VLO	C	0.12%
PRU	A	0.12%
SYY	B	0.11%
ACGL	D	0.11%
YUM	B	0.11%
A	D	0.11%
KR	B	0.11%
HES	B	0.11%
CTVA	C	0.11%
EW	C	0.11%
OTIS	C	0.11%
CBRE	B	0.11%
HIG	B	0.1%
OXY	D	0.1%
RMD	C	0.1%
WAB	B	0.1%
EXR	D	0.1%
HUM	C	0.1%
MTB	A	0.1%
HPQ	B	0.1%
GIS	D	0.1%
CNC	D	0.09%
CAH	B	0.09%
DOW	F	0.09%
ETR	B	0.09%
EIX	B	0.09%
FITB	A	0.09%
WTW	B	0.09%
ROK	B	0.09%
AVB	B	0.09%
ED	D	0.09%
NDAQ	A	0.09%
IRM	D	0.09%
DECK	A	0.08%
HSY	F	0.08%
DOV	A	0.08%
STT	A	0.08%
HPE	B	0.08%
PPG	F	0.08%
GPN	B	0.08%
RJF	A	0.08%
XYL	D	0.08%
EBAY	D	0.08%
TSCO	D	0.08%
RF	A	0.07%
HUBB	B	0.07%
DVN	F	0.07%
CCL	B	0.07%
ADM	D	0.07%
SW	A	0.07%
EQR	B	0.07%
HBAN	A	0.07%
SYF	B	0.07%
EQT	B	0.07%
MTD	D	0.07%
AWK	D	0.07%
CPAY	A	0.07%
PHM	D	0.07%
BR	A	0.07%
TROW	B	0.07%
HAL	C	0.07%
VTR	C	0.07%
FTV	C	0.07%
OMC	C	0.06%
CBOE	B	0.06%
WDC	D	0.06%
CFG	B	0.06%
NTRS	A	0.06%
LYB	F	0.06%
ES	D	0.06%
K	A	0.06%
ZBH	C	0.06%
WY	D	0.06%
EXPE	B	0.06%
IFF	D	0.06%
WAT	B	0.06%
SBAC	D	0.06%
AVY	D	0.05%
KIM	A	0.05%
BAX	D	0.05%
ARE	D	0.05%
GPC	D	0.05%
MAS	D	0.05%
LVS	C	0.05%
PNR	A	0.05%
KEY	B	0.05%
IEX	B	0.05%
BBY	D	0.05%
TSN	B	0.05%
DGX	A	0.05%
FDS	B	0.05%
HOLX	D	0.05%
PFG	D	0.05%
ULTA	F	0.05%
BALL	D	0.05%
MKC	D	0.05%
JKHY	D	0.04%
ALB	C	0.04%
INCY	C	0.04%
POOL	C	0.04%
CHRW	C	0.04%
SWK	D	0.04%
CAG	D	0.04%
AKAM	D	0.04%
UDR	B	0.04%
AMCR	D	0.04%
EL	F	0.04%
RVTY	F	0.04%
APTV	D	0.04%
JBHT	C	0.04%
DOC	D	0.04%
CF	B	0.04%
EG	C	0.04%
TFX	F	0.03%
GL	B	0.03%
MKTX	D	0.03%
LKQ	D	0.03%
NWSA	B	0.03%
CRL	C	0.03%
IPG	D	0.03%
AIZ	A	0.03%
TAP	C	0.03%
LW	C	0.03%
BXP	D	0.03%
SJM	D	0.03%
TPR	B	0.03%
NCLH	B	0.03%
REG	B	0.03%
KMX	B	0.03%
ALLE	D	0.03%
DAY	B	0.03%
HST	C	0.03%
WBA	F	0.02%
PARA	C	0.02%
BEN	C	0.02%
FMC	D	0.02%
DVA	B	0.02%
MHK	D	0.02%
BWA	D	0.02%
IVZ	B	0.02%
WYNN	D	0.02%
RL	B	0.02%
HAS	D	0.02%
MOS	F	0.02%
CZR	F	0.02%
FRT	B	0.02%
CPB	D	0.02%
MGM	D	0.02%
HRL	D	0.02%
NWS	B	0.01%

EFIV Underweight 53 Positions Relative to QTR

Symbol	Grade	Weight
AMZN	C	-5.43%
AVGO	D	-4.99%
META	D	-4.9%
NFLX	A	-2.25%
INTU	C	-1.24%
ISRG	A	-1.2%
TXN	C	-1.19%
BKNG	A	-1.06%
HON	B	-0.94%
PANW	C	-0.81%
VRTX	F	-0.79%
ADI	D	-0.66%
MELI	D	-0.6%
CDNS	B	-0.53%
SNPS	B	-0.52%
CRWD	B	-0.51%
MRVL	B	-0.5%
PDD	F	-0.47%
FTNT	C	-0.46%
CEG	D	-0.45%
ORLY	B	-0.43%
ASML	F	-0.42%
DASH	A	-0.42%
ABNB	C	-0.38%
ROP	B	-0.38%
WDAY	B	-0.37%
TTD	B	-0.36%
CHTR	C	-0.36%
NXPI	D	-0.36%
CPRT	A	-0.35%
MNST	C	-0.34%
AEP	D	-0.32%
ODFL	B	-0.3%
FAST	B	-0.3%
DDOG	A	-0.26%
XEL	A	-0.25%
TEAM	A	-0.25%
CTSH	B	-0.25%
GEHC	F	-0.24%
AZN	D	-0.24%
CCEP	C	-0.23%
MCHP	D	-0.22%
ZS	C	-0.2%
ANSS	B	-0.19%
DXCM	D	-0.18%
GFS	C	-0.15%
CDW	F	-0.15%
WBD	C	-0.15%
ILMN	D	-0.14%
MDB	C	-0.13%
ARM	D	-0.1%
DLTR	F	-0.09%
SMCI	F	-0.06%