CSB vs. QABA ETF Comparison

Comparison of Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF (CSB) to First Trust NASDAQ ABA Community Bank Index Fund (QABA)

CSB

Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF

CSB Description

CSB's take on the US small-cap space mirrors that of its large-cap sibling, CDL. To qualify for this fund, a company must be among the 500 largest US companies under 3 billion USD in market cap and must have positive earnings for the four most recent quarters. The index selects the 100 highest dividend-yielding stocks from this group and weights them by inverse volatility, giving overweight to low-vol stocks. The index applies 20% country cap and 25% sector cap with semi-annual reconstitution starting each March. The funds closest peers are sibling funds: CSA, which has the same exposure but without the dividend yield screen, and CSF with a cash toggle feature during downturns.

Grade (RS Rating)

Last Trade

$52.74

Average Daily Volume

24,424

Number of Holdings ^*

* may have additional holdings in another (foreign) market

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$43.05

Average Daily Volume

26,996

Number of Holdings ^*

123

* may have additional holdings in another (foreign) market

Performance

Period	CSB	QABA
30 Days	-2.15%	-1.84%
60 Days	-2.17%	-7.07%
90 Days	-0.40%	-8.73%
12 Months	4.56%	7.44%

15 Overlapping Holdings

Symbol	Grade	Weight in CSB	Weight in QABA	Overlap
BANR	D	0.97%	0.98%	0.97%
CVBF	D	0.71%	1.46%	0.71%
FFBC	D	0.94%	1.3%	0.94%
FHB	B	0.98%	1.73%	0.98%
FIBK	D	0.75%	1.68%	0.75%
FRME	D	0.99%	1.27%	0.99%
FULT	D	0.98%	1.58%	0.98%
INDB	F	0.78%	1.34%	0.78%
NBTB	D	1.0%	1.03%	1.0%
NWBI	D	1.04%	0.89%	0.89%
PPBI	F	0.75%	1.35%	0.75%
SFNC	D	0.87%	1.45%	0.87%
UBSI	D	0.94%	2.89%	0.94%
WAFD	D	0.86%	1.14%	0.86%
WSBC	D	0.89%	1.05%	0.89%

CSB Overweight 84 Positions Relative to QABA

Symbol	Grade	Weight
MGEE	A	1.77%
MDU	A	1.71%
MSM	D	1.45%
NJR	D	1.44%
NWE	D	1.43%
WEN	B	1.43%
NFG	A	1.43%
SR	D	1.41%
ALE	B	1.37%
AWR	F	1.37%
POR	D	1.33%
OGS	D	1.33%
GEF	D	1.3%
SWX	A	1.29%
AVT	B	1.29%
SJW	F	1.26%
AVA	D	1.26%
MAN	D	1.26%
KNTK	A	1.24%
BKH	D	1.23%
R	B	1.22%
CWT	F	1.2%
TGNA	F	1.19%
VIRT	A	1.18%
WU	B	1.17%
CPK	D	1.15%
NAVI	D	1.14%
HRB	C	1.14%
PINC	F	1.14%
NWN	F	1.11%
NOG	A	1.1%
ETRN	A	1.06%
AROC	A	1.06%
CALM	A	1.06%
SXT	A	1.06%
APAM	B	1.05%
CRI	D	1.04%
DK	A	1.04%
HNI	C	1.03%
LEVI	A	1.02%
NHC	D	1.01%
OXM	B	1.01%
AVNT	A	1.01%
JXN	A	1.01%
KMT	D	0.97%
CVI	C	0.94%
AESI	A	0.93%
CAKE	C	0.93%
ASB	B	0.93%
ENR	F	0.91%
TRN	A	0.91%
BLMN	C	0.9%
CBU	D	0.89%
AUB	D	0.89%
HP	A	0.88%
TNL	C	0.88%
CWEN	D	0.87%
BKE	D	0.86%
PZZA	F	0.85%
DAN	F	0.82%
AAP	C	0.81%
SNV	B	0.8%
JACK	F	0.79%
VGR	D	0.78%
VAC	B	0.77%
CBRL	F	0.77%
CCOI	D	0.75%
PDCO	F	0.75%
YOU	D	0.73%
CRGY	C	0.73%
LCII	F	0.72%
BOH	D	0.72%
KTB	D	0.71%
PTEN	D	0.69%
BKU	D	0.69%
CABO	F	0.68%
SCS	D	0.67%
M	D	0.66%
COLB	F	0.65%
GPS	C	0.65%
CWH	F	0.61%
JWN	D	0.6%
SSTK	F	0.53%
MLKN	D	0.53%

CSB Underweight 108 Positions Relative to QABA

Symbol	Grade	Weight
CBSH	A	-4.33%
WTFC	B	-3.85%
OZK	C	-3.12%
FFIN	C	-2.72%
UMBF	B	-2.53%
HWC	C	-2.39%
TFSL	D	-2.17%
IBOC	B	-2.13%
ABCB	D	-2.02%
UCBI	D	-1.93%
BANF	D	-1.77%
TCBI	D	-1.74%
CATY	D	-1.66%
WSFS	C	-1.66%
TOWN	D	-1.28%
SBCF	D	-1.23%
CLBK	D	-1.09%
TBBK	D	-1.09%
IBTX	D	-1.08%
MBIN	D	-1.07%
TRMK	C	-1.03%
LKFN	D	-1.0%
CHCO	D	-0.96%
HTLF	C	-0.95%
EFSC	D	-0.93%
FBNC	D	-0.85%
SYBT	D	-0.84%
HOPE	D	-0.82%
WABC	D	-0.81%
CASH	D	-0.81%
BUSE	D	-0.8%
SRCE	D	-0.77%
STBA	D	-0.73%
TCBK	F	-0.7%
VBTX	D	-0.69%
PFBC	A	-0.66%
PEBO	D	-0.64%
QCRH	C	-0.61%
GABC	B	-0.61%
SASR	D	-0.58%
OCFC	D	-0.56%
RBCAA	D	-0.54%
BRKL	D	-0.53%
SBSI	D	-0.53%
BFC	D	-0.52%
CTBI	C	-0.47%
FBMS	D	-0.47%
FMBH	D	-0.46%
DCOM	F	-0.46%
CNOB	D	-0.45%
PFC	D	-0.45%
CFFN	D	-0.45%
AMAL	D	-0.43%
CFB	D	-0.41%
EGBN	F	-0.41%
CASS	B	-0.4%
GSBC	D	-0.39%
OSBC	D	-0.39%
HFWA	D	-0.39%
HBT	D	-0.38%
FCBC	D	-0.38%
MBWM	D	-0.37%
UVSP	D	-0.36%
TRST	D	-0.33%
MSBI	D	-0.33%
HBNC	D	-0.33%
CCB	D	-0.33%
BFST	D	-0.33%
IBCP	D	-0.31%
HTBK	D	-0.31%
SMBC	D	-0.3%
CCBG	F	-0.29%
HAFC	D	-0.29%
FMNB	D	-0.29%
CAC	D	-0.28%
HONE	D	-0.28%
PGC	D	-0.27%
SPFI	D	-0.27%
WASH	D	-0.27%
THFF	D	-0.27%
HTBI	D	-0.27%
NBN	D	-0.26%
CCNE	D	-0.26%
BHRB	D	-0.25%
KRNY	F	-0.24%
ESQ	D	-0.24%
NFBK	F	-0.24%
AROW	D	-0.24%
HIFS	D	-0.23%
SHBI	F	-0.22%
FFIC	F	-0.21%
RBB	D	-0.21%
MOFG	D	-0.21%
MPB	D	-0.21%
BWB	D	-0.2%
NEWT	D	-0.18%
FISI	D	-0.17%
CARE	F	-0.17%
FRST	D	-0.17%
PFIS	D	-0.17%
BMRC	F	-0.16%
NRIM	D	-0.16%
WSBF	D	-0.15%
FLIC	D	-0.15%
CZFS	D	-0.14%
NECB	D	-0.14%
BLFY	D	-0.13%
OVLY	F	-0.12%