CDL vs. RAFE ETF Comparison

Comparison of Compass EMP US Large Cap High Dividend 100 Volatility Weighted Index ETF (CDL) to PIMCO RAFI ESG U.S. ETF (RAFE)

CDL

Compass EMP US Large Cap High Dividend 100 Volatility Weighted Index ETF

CDL Description

The investment seeks to provide investment results that match the performance of the CEMP US Large Cap High Dividend 100 Volatility Weighted Index. The index is an unmanaged index that was created by the fund's investment advisor and generally consists of the common stock of the 100 highest dividend yielding stocks of the CEMP US Large Cap 500 Volatility Weighted Index, which consists of the common stock of the 500 largest companies by market capitalization that have their headquarters in the U.S. and the stock of which trades on U.S. exchanges. Normally the fund invests at least 80% of its assets in the stocks of U.S. issuers included in the index.

Grade (RS Rating)

Last Trade

$69.95

Average Daily Volume

10,960

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

Performance

Period	CDL	RAFE
30 Days	2.82%	1.92%
60 Days	4.10%	3.06%
90 Days	6.89%	4.90%
12 Months	30.92%	24.12%

42 Overlapping Holdings

Symbol	Grade	Weight in CDL	Weight in RAFE	Overlap
ABBV	D	0.95%	1.53%	0.95%
ADM	D	0.5%	0.33%	0.33%
AMGN	D	0.74%	1.08%	0.74%
BBY	D	0.56%	0.5%	0.5%
C	A	0.95%	3.25%	0.95%
CAG	D	0.89%	0.07%	0.07%
CMCSA	B	1.11%	1.55%	1.11%
CPB	D	0.92%	0.05%	0.05%
CSCO	B	1.34%	2.94%	1.34%
CVS	D	0.65%	0.4%	0.4%
DG	F	0.4%	0.15%	0.15%
DOW	F	0.94%	0.5%	0.5%
EIX	B	1.09%	0.25%	0.25%
EL	F	0.39%	0.12%	0.12%
F	C	0.55%	1.14%	0.55%
FITB	A	0.89%	0.13%	0.13%
GILD	C	0.99%	0.99%	0.99%
GIS	D	0.97%	0.32%	0.32%
GPC	D	0.8%	0.08%	0.08%
HPQ	B	0.69%	0.72%	0.69%
HRL	D	0.72%	0.01%	0.01%
HSY	F	0.94%	0.06%	0.06%
IBM	C	0.97%	1.81%	0.97%
IP	B	0.84%	0.43%	0.43%
JNJ	D	1.24%	3.18%	1.24%
KHC	F	0.95%	0.2%	0.2%
KMB	D	1.04%	0.3%	0.3%
MET	A	1.19%	0.7%	0.7%
MMM	D	0.57%	1.07%	0.57%
NTRS	A	1.08%	0.07%	0.07%
OMC	C	1.09%	0.14%	0.14%
PAYX	C	1.26%	0.11%	0.11%
PEP	F	1.22%	0.28%	0.28%
PFG	D	1.19%	0.2%	0.2%
PRU	A	1.0%	0.51%	0.51%
SJM	D	0.93%	0.09%	0.09%
STT	A	1.1%	0.26%	0.26%
T	A	1.23%	2.41%	1.23%
TGT	F	0.68%	1.18%	0.68%
TROW	B	1.04%	0.12%	0.12%
UPS	C	0.79%	0.54%	0.54%
VZ	C	1.01%	1.69%	1.01%

CDL Overweight 58 Positions Relative to RAFE

Symbol	Grade	Weight
KMI	A	1.63%
WMB	A	1.46%
ETR	B	1.44%
NI	A	1.42%
PPL	B	1.39%
OKE	A	1.39%
PM	B	1.37%
SRE	A	1.33%
DUK	C	1.33%
EVRG	A	1.29%
CME	A	1.28%
CVX	A	1.25%
SO	D	1.25%
CMS	C	1.24%
LNT	A	1.22%
FE	C	1.21%
MO	A	1.21%
MS	A	1.18%
XOM	B	1.18%
ED	D	1.18%
WEC	A	1.16%
AEE	A	1.15%
MDT	D	1.15%
CNP	B	1.12%
DRI	B	1.09%
TAP	C	1.09%
DTE	C	1.08%
EOG	A	1.06%
AEP	D	1.05%
CLX	B	1.04%
XEL	A	1.04%
MTB	A	1.01%
CTRA	B	1.01%
PNC	B	0.99%
EXC	C	0.98%
LYB	F	0.98%
EMN	D	0.96%
HBAN	A	0.95%
IPG	D	0.93%
FNF	B	0.92%
D	C	0.92%
OWL	A	0.91%
RF	A	0.9%
USB	A	0.89%
GLW	B	0.87%
KVUE	A	0.83%
OVV	B	0.82%
PSX	C	0.81%
FANG	D	0.81%
DVN	F	0.81%
CFG	B	0.77%
BG	F	0.77%
CRBG	B	0.77%
KEY	B	0.73%
VLO	C	0.72%
STX	D	0.67%
ALLY	C	0.56%
AES	F	0.49%

CDL Underweight 196 Positions Relative to RAFE

Symbol	Grade	Weight
AAPL	C	-6.52%
MSFT	F	-5.72%
JPM	A	-4.09%
INTC	D	-2.85%
PG	A	-2.84%
WFC	A	-2.82%
PFE	D	-2.32%
GM	B	-2.16%
BMY	B	-1.97%
HD	A	-1.77%
MRK	F	-1.69%
ORCL	B	-1.68%
QCOM	F	-1.6%
CI	F	-1.3%
AVGO	D	-1.26%
META	D	-1.2%
DIS	B	-1.2%
ABT	B	-1.18%
LOW	D	-1.14%
NVDA	C	-1.12%
LIN	D	-1.12%
V	A	-1.09%
GS	A	-0.98%
KO	D	-0.98%
ACN	C	-0.97%
MU	D	-0.95%
ELV	F	-0.89%
BAC	A	-0.86%
TXN	C	-0.83%
AMAT	F	-0.81%
MA	C	-0.79%
BLK	C	-0.71%
HPE	B	-0.7%
LLY	F	-0.67%
AXP	A	-0.63%
ADBE	C	-0.63%
PYPL	B	-0.62%
DD	D	-0.59%
ALL	A	-0.58%
UNH	C	-0.58%
CRM	B	-0.58%
JCI	C	-0.55%
DE	A	-0.54%
LRCX	F	-0.5%
TSLA	B	-0.49%
TJX	A	-0.49%
NKE	D	-0.48%
NEM	D	-0.46%
DHR	F	-0.46%
TMUS	B	-0.46%
ADP	B	-0.45%
FDX	B	-0.45%
WM	A	-0.44%
MCK	B	-0.43%
APD	A	-0.42%
EBAY	D	-0.41%
HUM	C	-0.41%
WDC	D	-0.37%
ADI	D	-0.37%
CARR	D	-0.37%
CBRE	B	-0.37%
CL	D	-0.37%
FIS	C	-0.36%
WELL	A	-0.33%
BDX	F	-0.32%
ITW	B	-0.31%
EA	A	-0.31%
NTAP	C	-0.29%
MDLZ	F	-0.29%
CAH	B	-0.29%
MAR	B	-0.28%
FI	A	-0.28%
HIG	B	-0.27%
BIIB	F	-0.27%
GEHC	F	-0.27%
CCI	D	-0.27%
WY	D	-0.26%
ECL	D	-0.26%
PGR	A	-0.25%
AMP	A	-0.25%
SYY	B	-0.24%
EQIX	A	-0.24%
VTR	C	-0.23%
OC	A	-0.22%
MSI	B	-0.21%
KLAC	D	-0.21%
LUMN	C	-0.21%
WHR	B	-0.21%
CMI	A	-0.21%
JLL	D	-0.21%
PARA	C	-0.2%
PPG	F	-0.2%
LH	C	-0.19%
JNPR	F	-0.19%
IRM	D	-0.19%
FOXA	B	-0.19%
MOS	F	-0.19%
AMT	D	-0.19%
BK	A	-0.19%
K	A	-0.18%
BAX	D	-0.18%
CTSH	B	-0.18%
VFC	C	-0.18%
DVA	B	-0.17%
GWW	B	-0.17%
TPR	B	-0.16%
CF	B	-0.16%
AVB	B	-0.16%
BALL	D	-0.16%
MCO	B	-0.16%
EW	C	-0.16%
EQR	B	-0.16%
PKG	A	-0.15%
ARW	D	-0.15%
HLT	A	-0.15%
SHW	A	-0.15%
A	D	-0.15%
KDP	D	-0.14%
AWK	D	-0.14%
ISRG	A	-0.14%
KSS	F	-0.14%
ZTS	D	-0.14%
FAST	B	-0.13%
CDNS	B	-0.13%
CNC	D	-0.13%
MRVL	B	-0.13%
COR	B	-0.13%
DELL	C	-0.13%
OTIS	C	-0.12%
SYK	C	-0.12%
IFF	D	-0.12%
HOLX	D	-0.11%
WAT	B	-0.11%
HST	C	-0.11%
TSCO	D	-0.11%
SWK	D	-0.11%
BSX	B	-0.11%
GAP	C	-0.11%
PVH	C	-0.11%
ON	D	-0.1%
KEYS	A	-0.1%
SPGI	C	-0.1%
LKQ	D	-0.09%
WAB	B	-0.09%
SOLV	C	-0.09%
HCA	F	-0.09%
WBA	F	-0.09%
VTRS	A	-0.09%
AVT	C	-0.09%
USFD	A	-0.09%
NFLX	A	-0.09%
TER	D	-0.09%
CDW	F	-0.09%
ILMN	D	-0.08%
SNPS	B	-0.08%
PLD	D	-0.08%
LNC	B	-0.08%
DOX	D	-0.08%
LEA	D	-0.08%
DXC	B	-0.07%
DGX	A	-0.07%
KIM	A	-0.07%
NDAQ	A	-0.07%
CHD	B	-0.07%
HUN	F	-0.07%
AKAM	D	-0.07%
TSN	B	-0.07%
MAA	B	-0.07%
NWSA	B	-0.07%
DOV	A	-0.06%
KD	B	-0.06%
HSIC	B	-0.06%
EQH	B	-0.06%
GT	C	-0.06%
MCHP	D	-0.06%
AMD	F	-0.06%
ESS	B	-0.05%
MHK	D	-0.05%
XRX	F	-0.05%
HAS	D	-0.05%
CTVA	C	-0.05%
FL	F	-0.05%
ORLY	B	-0.05%
ROK	B	-0.05%
AAP	C	-0.04%
OGN	D	-0.04%
WU	D	-0.04%
GEN	B	-0.04%
AGCO	D	-0.04%
NWL	B	-0.04%
FLEX	A	-0.04%
RSG	A	-0.04%
MAN	D	-0.03%
M	D	-0.03%
O	D	-0.02%
ANET	C	-0.02%