CARZ vs. DRIV ETF Comparison

Comparison of First Trust NASDAQ Global Auto Index Fund (CARZ) to Global X Autonomous & Electric Vehicles ETF (DRIV)

CARZ

First Trust NASDAQ Global Auto Index Fund

CARZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX Global Auto Index(SM). The index is owned and was developed by The NASDAQ OMX Group, Inc. (the "Index Provider"). The index Provider has contracted with Standard & Poor's to calculate and maintain the index. The index is designed to track the performance of the largest and most liquid companies engaged in manufacturing of automobiles. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$54.32

Average Daily Volume

2,478

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DRIV

Global X Autonomous & Electric Vehicles ETF

DRIV Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Autonomous & Electric Vehicles Index. The fund invests at least 80% of its total assets in the securities of the index. The index is designed to provide exposure to exchange-listed companies that are involved in the development of electric vehicles and/or autonomous vehicles, including companies that produce electric/hybrid vehicles, electric/hybrid vehicle components and materials, autonomous driving technology, and network connected services for transportation. It is non-diversified.

Grade (RS Rating)

Last Trade

$22.79

Average Daily Volume

136,071

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CARZ	DRIV
30 Days	-8.37%	-7.60%
60 Days	-5.60%	-5.10%
90 Days	-3.19%	-3.39%
12 Months	13.39%	2.56%

30 Overlapping Holdings

Symbol	Grade	Weight in CARZ	Weight in DRIV	Overlap
AAPL	F	4.08%	2.79%	2.79%
ALB	F	0.46%	1.08%	0.46%
AMBA	F	0.38%	0.81%	0.38%
APTV	F	0.43%	1.08%	0.43%
BIDU	F	0.43%	1.17%	0.43%
F	A	0.77%	1.57%	0.77%
GM	A	0.93%	1.84%	0.93%
GOOGL	A	4.78%	3.36%	3.36%
HMC	C	0.81%	1.6%	0.81%
INDI	F	0.41%	0.86%	0.41%
INTC	F	3.34%	2.33%	2.33%
LAZR	F	0.23%	0.52%	0.23%
LCID	F	0.36%	0.85%	0.36%
LEA	D	0.48%	1.11%	0.48%
MSFT	C	4.71%	3.27%	3.27%
MVIS	F	0.3%	0.61%	0.3%
NIO	F	0.26%	0.65%	0.26%
NKLA	F	0.43%	0.95%	0.43%
NVDA	B	6.88%	4.75%	4.75%
NXPI	D	0.94%	1.73%	0.94%
ON	F	0.45%	1.19%	0.45%
PLL	F	0.31%	0.61%	0.31%
PLUG	F	0.37%	0.83%	0.37%
QCOM	B	3.01%	3.11%	3.01%
SITM	F	0.33%	0.69%	0.33%
SQM	D	0.46%	1.08%	0.46%
STLA	C	0.91%	1.77%	0.91%
TM	C	3.79%	3.57%	3.57%
TSLA	F	3.12%	2.19%	2.19%
XPEV	F	0.29%	0.71%	0.29%

CARZ Overweight 28 Positions Relative to DRIV

Symbol	Grade	Weight
TSM	B	6.07%
AMD	D	4.75%
TXN	C	2.41%
MU	B	2.12%
ADI	C	1.5%
PCAR	B	0.97%
MRVL	D	0.93%
MCHP	C	0.72%
TEL	A	0.7%
CMI	A	0.66%
STM	F	0.59%
CRUS	D	0.54%
QRVO	D	0.52%
SLAB	F	0.5%
MXL	D	0.49%
ALGM	F	0.48%
SWKS	D	0.47%
BWA	B	0.47%
AUR	B	0.45%
RMBS	F	0.43%
LI	F	0.42%
SYNA	F	0.41%
CHPT	F	0.38%
WOLF	F	0.36%
PSNY	F	0.35%
CRNC	F	0.31%
RIVN	F	0.22%
YNDX	C	0.0%

CARZ Underweight 14 Positions Relative to DRIV

Symbol	Grade	Weight
HON	B	-2.27%
WAB	A	-1.42%
COHR	D	-1.36%
CBT	A	-1.29%
ATI	A	-1.28%
ITT	C	-1.2%
THRM	D	-1.11%
VC	F	-1.0%
ENS	D	-0.98%
CEVA	F	-0.97%
HY	D	-0.95%
AXL	C	-0.9%
BE	D	-0.81%
QS	F	-0.79%