CARZ vs. ARKX ETF Comparison

Comparison of First Trust NASDAQ Global Auto Index Fund (CARZ) to ARK Space Exploration & Innovation ETF (ARKX)

CARZ

First Trust NASDAQ Global Auto Index Fund

CARZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX Global Auto Index(SM). The index is owned and was developed by The NASDAQ OMX Group, Inc. (the "Index Provider"). The index Provider has contracted with Standard & Poor's to calculate and maintain the index. The index is designed to track the performance of the largest and most liquid companies engaged in manufacturing of automobiles. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$55.20

Average Daily Volume

2,397

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$14.44

Average Daily Volume

65,960

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CARZ	ARKX
30 Days	-6.12%	-2.50%
60 Days	-2.28%	0.28%
90 Days	-0.52%	-0.21%
12 Months	19.94%	9.10%

0 Overlapping Holdings

	Symbol	Grade	Weight in CARZ	Weight in ARKX	Overlap

CARZ Overweight 58 Positions Relative to ARKX

Symbol	Grade	Weight
NVDA	D	6.88%
TSM	B	6.07%
GOOGL	A	4.78%
AMD	D	4.75%
MSFT	D	4.71%
AAPL	F	4.08%
TM	D	3.79%
INTC	F	3.34%
TSLA	D	3.12%
QCOM	B	3.01%
TXN	B	2.41%
MU	B	2.12%
ADI	B	1.5%
PCAR	D	0.97%
NXPI	C	0.94%
MRVL	D	0.93%
GM	A	0.93%
STLA	C	0.91%
HMC	D	0.81%
F	B	0.77%
MCHP	B	0.72%
TEL	D	0.7%
CMI	A	0.66%
STM	D	0.59%
CRUS	C	0.54%
QRVO	C	0.52%
SLAB	F	0.5%
MXL	C	0.49%
ALGM	D	0.48%
LEA	D	0.48%
SWKS	D	0.47%
BWA	B	0.47%
ALB	F	0.46%
SQM	F	0.46%
AUR	B	0.45%
ON	D	0.45%
APTV	F	0.43%
BIDU	D	0.43%
NKLA	F	0.43%
RMBS	F	0.43%
LI	F	0.42%
SYNA	D	0.41%
INDI	F	0.41%
AMBA	F	0.38%
CHPT	F	0.38%
PLUG	F	0.37%
WOLF	F	0.36%
LCID	F	0.36%
PSNY	F	0.35%
SITM	F	0.33%
CRNC	F	0.31%
PLL	F	0.31%
MVIS	F	0.3%
XPEV	F	0.29%
NIO	F	0.26%
LAZR	F	0.23%
RIVN	F	0.22%
YNDX	C	0.0%

CARZ Underweight 27 Positions Relative to ARKX

Symbol	Grade	Weight
KTOS	D	-9.11%
AVAV	A	-8.92%
TRMB	C	-7.41%
IRDM	D	-7.37%
LHX	C	-5.16%
TER	D	-5.15%
ACHR	D	-3.68%
AMZN	B	-3.66%
BLDE	B	-3.28%
DE	B	-3.05%
PRNT	D	-3.04%
PATH	D	-2.97%
GRMN	A	-2.65%
RKLB	F	-2.15%
GOOG	A	-2.12%
JOBY	F	-2.08%
HON	C	-1.51%
SNPS	D	-1.45%
HEI	A	-1.45%
U	F	-1.43%
ANSS	C	-1.22%
MYNA	B	-1.21%
LMT	A	-1.17%
TDY	F	-1.16%
PLTR	D	-1.07%
OSPN	B	-0.71%
DDD	F	-0.41%