AUSF vs. DVY ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to iShares Select Dividend ETF (DVY)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

DVY

iShares Select Dividend ETF

DVY Description

The investment seeks to track the investment results of an index composed of relatively high dividend paying U.S. equities. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Select Dividend Index (the "underlying index"), which measures the performance of a selected group of equity securities issued by companies that have provided relatively high dividend yields on a consistent basis over time.

Grade (RS Rating)

Last Trade

$142.08

Average Daily Volume

343,986

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	DVY
30 Days	4.22%	4.91%
60 Days	5.67%	5.88%
90 Days	7.18%	8.67%
12 Months	33.52%	33.72%

38 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in DVY	Overlap
BBY	D	0.46%	1.41%	0.46%
BEN	C	0.53%	0.64%	0.53%
CAG	D	0.45%	1.18%	0.45%
CFG	B	0.55%	1.96%	0.55%
CMA	A	0.55%	0.99%	0.55%
CVX	A	0.09%	1.08%	0.09%
FE	C	0.07%	1.2%	0.07%
FHN	A	0.57%	1.17%	0.57%
FMC	D	0.45%	0.72%	0.45%
FNB	A	0.56%	0.63%	0.56%
GRMN	B	0.13%	0.88%	0.13%
HBAN	A	0.55%	1.6%	0.55%
HPQ	B	0.52%	1.19%	0.52%
IBM	C	1.37%	0.95%	0.95%
IP	B	0.59%	2.08%	0.59%
KMB	D	0.07%	1.11%	0.07%
KO	D	1.03%	0.81%	0.81%
LMT	D	1.4%	0.89%	0.89%
LYB	F	0.46%	1.04%	0.46%
MCD	D	0.7%	0.55%	0.55%
MO	A	0.65%	3.22%	0.65%
MRK	F	1.0%	0.44%	0.44%
OKE	A	0.58%	1.97%	0.58%
ORI	A	0.1%	1.0%	0.1%
PFE	D	0.43%	1.35%	0.43%
PKG	A	0.09%	0.96%	0.09%
PNW	B	0.09%	1.1%	0.09%
RF	A	0.55%	1.79%	0.55%
SON	D	0.47%	0.5%	0.47%
T	A	1.9%	2.12%	1.9%
UBSI	B	0.55%	0.62%	0.55%
UGI	A	0.48%	0.52%	0.48%
UNM	A	0.65%	1.08%	0.65%
VZ	C	1.83%	1.65%	1.65%
WBA	F	0.43%	0.44%	0.43%
WHR	B	0.55%	0.64%	0.55%
WU	D	0.46%	0.4%	0.4%
XOM	B	0.08%	1.01%	0.08%

AUSF Overweight 152 Positions Relative to DVY

Symbol	Grade	Weight
TMUS	B	1.59%
RSG	A	1.56%
WMT	A	1.56%
BSX	B	1.54%
COR	B	1.51%
V	A	1.51%
BRK.A	B	1.5%
EA	A	1.43%
ADP	B	1.43%
MMC	B	1.42%
CSCO	B	1.41%
ICE	C	1.41%
RTX	C	1.4%
CME	A	1.39%
WM	A	1.38%
JNPR	F	1.36%
LIN	D	1.35%
JNJ	D	1.34%
GD	F	1.33%
EDR	A	1.32%
ACI	C	1.29%
DOX	D	1.25%
CBOE	B	0.94%
BR	A	0.84%
PG	A	0.83%
DTM	B	0.7%
PEP	F	0.66%
KMI	A	0.66%
TPR	B	0.63%
MARA	C	0.62%
SYF	B	0.58%
WBS	A	0.57%
UMBF	B	0.56%
ZION	B	0.56%
VTRS	A	0.56%
ONB	B	0.55%
ABG	B	0.55%
AL	B	0.55%
PB	A	0.55%
COLB	A	0.55%
LAD	A	0.55%
LBRDK	C	0.54%
OZK	B	0.54%
INTC	D	0.54%
HPE	B	0.54%
CADE	B	0.54%
PVH	C	0.53%
TAP	C	0.53%
C	A	0.53%
GM	B	0.52%
ALLY	C	0.52%
LNC	B	0.52%
PCAR	B	0.52%
AM	A	0.52%
NOV	C	0.52%
BCC	B	0.51%
CIVI	D	0.51%
SLG	B	0.51%
CNH	C	0.51%
CMCSA	B	0.51%
CNC	D	0.5%
CHRD	D	0.5%
CHE	D	0.5%
JXN	C	0.5%
DINO	D	0.49%
NXST	C	0.49%
BG	F	0.49%
AGNC	D	0.49%
STWD	C	0.49%
QGEN	D	0.49%
CVS	D	0.49%
HST	C	0.49%
MOS	F	0.48%
SNX	C	0.48%
X	C	0.48%
CRBG	B	0.48%
BWA	D	0.48%
VICI	C	0.48%
RDN	C	0.48%
AVT	C	0.48%
KRC	C	0.47%
EMN	D	0.47%
HOG	D	0.47%
SOLV	C	0.47%
ADM	D	0.47%
TDG	D	0.47%
M	D	0.47%
RPRX	D	0.47%
GAP	C	0.47%
RNR	C	0.47%
MDT	D	0.45%
LEA	D	0.44%
KHC	F	0.43%
SWKS	F	0.43%
ARW	D	0.43%
DOW	F	0.42%
HII	D	0.42%
OGN	D	0.42%
CE	F	0.29%
YUM	B	0.26%
CACI	D	0.18%
PGR	A	0.18%
TW	A	0.14%
ABBV	D	0.14%
TRV	B	0.12%
KR	B	0.12%
COST	B	0.12%
SO	D	0.12%
CHD	B	0.12%
VRSK	A	0.1%
DUK	C	0.1%
SNA	A	0.1%
AAPL	C	0.1%
GDDY	A	0.1%
WMB	A	0.1%
LDOS	C	0.1%
AFL	B	0.1%
ATR	B	0.09%
MCK	B	0.09%
AME	A	0.09%
MSI	B	0.09%
WRB	A	0.09%
INGR	B	0.08%
TJX	A	0.08%
CI	F	0.08%
CAH	B	0.08%
UNH	C	0.08%
FI	A	0.08%
HOLX	D	0.08%
BDX	F	0.08%
HIG	B	0.08%
CB	C	0.08%
MA	C	0.08%
NOC	D	0.08%
ED	D	0.08%
VRSN	F	0.08%
MDLZ	F	0.07%
VRTX	F	0.07%
CTLT	B	0.07%
K	A	0.07%
ECL	D	0.07%
HON	B	0.07%
AJG	B	0.07%
AMGN	D	0.07%
ATO	A	0.07%
DGX	A	0.07%
ROP	B	0.07%
CL	D	0.07%
WELL	A	0.07%
L	A	0.07%
AKAM	D	0.06%
REGN	F	0.05%

AUSF Underweight 60 Positions Relative to DVY

Symbol	Grade	Weight
PM	B	-2.0%
KEY	B	-1.89%
TFC	A	-1.87%
D	C	-1.68%
ETR	B	-1.62%
EIX	B	-1.41%
FITB	A	-1.4%
NI	A	-1.4%
PRU	A	-1.39%
USB	A	-1.39%
PEG	A	-1.38%
WEC	A	-1.32%
NRG	B	-1.28%
GILD	C	-1.27%
ES	D	-1.24%
LNT	A	-1.23%
AEP	D	-1.21%
NEE	D	-1.21%
PPL	B	-1.2%
TROW	B	-1.17%
FNF	B	-1.09%
EXC	C	-1.09%
SRE	A	-1.07%
F	C	-1.06%
CMS	C	-1.04%
XEL	A	-1.03%
DTE	C	-1.02%
NEM	D	-0.99%
CINF	A	-0.94%
PFG	D	-0.9%
OGE	B	-0.89%
GIS	D	-0.88%
MET	A	-0.88%
OMC	C	-0.85%
IPG	D	-0.84%
IVZ	B	-0.83%
WSO	A	-0.82%
STX	D	-0.82%
HRB	D	-0.8%
CNP	B	-0.78%
SW	A	-0.77%
VLO	C	-0.75%
OMF	A	-0.69%
LAZ	B	-0.63%
IDA	A	-0.62%
JHG	A	-0.61%
GPC	D	-0.55%
NJR	A	-0.5%
VLY	B	-0.48%
BKH	A	-0.45%
SWX	B	-0.43%
MSM	C	-0.4%
NWL	B	-0.37%
FHI	A	-0.37%
NWE	B	-0.36%
HUN	F	-0.32%
WEN	D	-0.31%
AVA	A	-0.3%
CC	C	-0.29%
KSS	F	-0.2%