AGOX vs. FTC ETF Comparison

Comparison of Adaptive Growth Opportunities ETF (AGOX) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

AGOX

Adaptive Growth Opportunities ETF

AGOX Description

The investment seeks capital appreciation. The fund's portfolio manager seeks to achieve its investment objective of capital appreciation by investing in ETFs that are registered under the Investment Company Act of 1940, as amended and not affiliated with the fund that invest in equity securities of any market capitalization of issuers from a number of countries throughout the world, including emerging market countries. The manager primarily utilizes ETFs and equities but may also use fixed income securities to diversify its asset classes. The fixed income securities in which the fund will invest will be investment grade and may be of any duration or maturity.

Grade (RS Rating)

Last Trade

$29.41

Average Daily Volume

28,389

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	AGOX	FTC
30 Days	2.44%	9.08%
60 Days	2.05%	12.23%
90 Days	1.41%	15.96%
12 Months	24.95%	42.15%

31 Overlapping Holdings

Symbol	Grade	Weight in AGOX	Weight in FTC	Overlap
AAPL	C	1.92%	0.33%	0.33%
AMP	A	0.45%	0.8%	0.45%
AMZN	C	8.06%	0.38%	0.38%
AVGO	D	0.12%	0.66%	0.12%
BKNG	A	0.45%	0.57%	0.45%
BSX	B	4.69%	0.7%	0.7%
CBOE	B	0.56%	0.32%	0.32%
CEG	D	0.76%	0.72%	0.72%
CRM	B	1.72%	0.2%	0.2%
DECK	A	1.17%	0.54%	0.54%
ECL	D	0.28%	0.47%	0.28%
ETN	A	0.86%	0.36%	0.36%
FICO	B	1.14%	1.0%	1.0%
GE	D	1.22%	0.63%	0.63%
GWW	B	0.98%	0.55%	0.55%
HUBB	B	0.26%	0.5%	0.26%
HWM	A	2.35%	0.94%	0.94%
IR	B	0.45%	0.35%	0.35%
JPM	A	0.34%	0.76%	0.34%
LLY	F	0.24%	0.3%	0.24%
MANH	D	0.2%	0.48%	0.2%
META	D	0.23%	0.67%	0.23%
NVDA	C	2.35%	0.81%	0.81%
ORCL	B	0.01%	0.73%	0.01%
PGR	A	1.34%	0.85%	0.85%
PWR	A	0.13%	0.9%	0.13%
TDG	D	0.8%	0.59%	0.59%
TSLA	B	0.06%	0.4%	0.06%
TYL	B	0.29%	0.51%	0.29%
VRT	B	1.21%	1.01%	1.01%
VRTX	F	1.11%	0.17%	0.17%

AGOX Overweight 34 Positions Relative to FTC

Symbol	Grade	Weight
QQQ	B	22.48%
XLC	A	6.77%
SMH	D	1.69%
MSFT	F	1.56%
KCE	A	1.14%
VRSK	A	1.13%
BMI	B	0.89%
CPRT	A	0.89%
CRS	A	0.86%
T	A	0.82%
INTC	D	0.77%
NVO	D	0.74%
XAR	B	0.72%
MMS	F	0.62%
REGN	F	0.62%
SPSC	C	0.61%
ARGT	A	0.53%
ANF	C	0.46%
IESC	B	0.45%
MOG.A	B	0.41%
RJF	A	0.39%
PTGX	C	0.39%
MDGL	B	0.35%
AMD	F	0.35%
FSS	B	0.3%
AI	B	0.29%
TPH	D	0.26%
GRBK	D	0.25%
AROC	B	0.23%
WINA	B	0.21%
SWKS	F	0.18%
XOM	B	0.02%
BAC	A	0.0%
OGIG	A	0.0%

AGOX Underweight 155 Positions Relative to FTC

Symbol	Grade	Weight
APP	B	-1.81%
PLTR	B	-1.32%
AXON	A	-1.26%
CVNA	B	-1.15%
RCL	A	-1.09%
TRGP	B	-1.08%
EXPE	B	-1.03%
DASH	A	-1.01%
GS	A	-0.99%
GDDY	A	-0.98%
VST	B	-0.97%
KKR	A	-0.96%
EME	C	-0.96%
HOOD	B	-0.92%
UTHR	C	-0.9%
BK	A	-0.9%
WAB	B	-0.9%
AXP	A	-0.89%
CCL	B	-0.88%
TT	A	-0.88%
HEI	B	-0.88%
URI	B	-0.87%
CPNG	D	-0.86%
ALL	A	-0.86%
BURL	A	-0.85%
NRG	B	-0.84%
THC	D	-0.82%
VTR	C	-0.82%
GRMN	B	-0.8%
LYV	A	-0.79%
IRM	D	-0.79%
RBLX	C	-0.79%
FCNCA	A	-0.78%
FI	A	-0.78%
NTRS	A	-0.78%
TMUS	B	-0.77%
NOW	A	-0.77%
TPL	A	-0.75%
PH	A	-0.74%
ACGL	D	-0.74%
GEN	B	-0.73%
MSI	B	-0.73%
PCG	A	-0.71%
HCA	F	-0.71%
CTAS	B	-0.7%
PM	B	-0.7%
BRO	B	-0.7%
COST	B	-0.69%
SHW	A	-0.68%
LII	A	-0.68%
ANET	C	-0.67%
CAT	B	-0.66%
PEG	A	-0.65%
FSLR	F	-0.65%
APO	B	-0.64%
ERIE	D	-0.63%
IBM	C	-0.63%
RMD	C	-0.63%
BAH	F	-0.63%
ALNY	D	-0.62%
FTNT	C	-0.59%
NEE	D	-0.59%
NFLX	A	-0.57%
TTD	B	-0.56%
CASY	A	-0.53%
HLT	A	-0.53%
ISRG	A	-0.53%
WSO	A	-0.52%
NDAQ	A	-0.52%
COIN	C	-0.52%
AJG	B	-0.51%
WELL	A	-0.51%
BR	A	-0.51%
TJX	A	-0.5%
CSL	C	-0.49%
MCO	B	-0.49%
BRK.A	B	-0.49%
SPGI	C	-0.48%
NTAP	C	-0.47%
SO	D	-0.47%
LVS	C	-0.47%
ICE	C	-0.47%
UBER	D	-0.46%
TSCO	D	-0.46%
VLTO	D	-0.45%
XYL	D	-0.44%
PSA	D	-0.44%
CL	D	-0.43%
EFX	F	-0.43%
WMB	A	-0.41%
AMT	D	-0.41%
CPAY	A	-0.39%
DELL	C	-0.38%
MAR	B	-0.38%
PANW	C	-0.38%
ADSK	A	-0.37%
APH	A	-0.37%
ARES	A	-0.36%
MO	A	-0.36%
RSG	A	-0.35%
DOV	A	-0.35%
SPG	B	-0.35%
IT	C	-0.35%
ORLY	B	-0.35%
MCD	D	-0.33%
ROL	B	-0.33%
MMC	B	-0.33%
AZO	C	-0.33%
ROST	C	-0.32%
MSTR	C	-0.32%
OTIS	C	-0.32%
AMGN	D	-0.31%
RIVN	F	-0.31%
VICI	C	-0.31%
BLD	D	-0.3%
EXR	D	-0.3%
KO	D	-0.29%
O	D	-0.29%
WSM	B	-0.28%
LPLA	A	-0.22%
MPWR	F	-0.21%
CRWD	B	-0.2%
FAST	B	-0.19%
PAYX	C	-0.18%
AON	A	-0.18%
ADP	B	-0.18%
MKL	A	-0.18%
DLR	B	-0.18%
WDAY	B	-0.18%
GPN	B	-0.18%
ESS	B	-0.17%
ITW	B	-0.17%
CHD	B	-0.17%
MSCI	C	-0.17%
CMG	B	-0.17%
WAT	B	-0.17%
DKNG	B	-0.17%
MA	C	-0.17%
GOOGL	C	-0.17%
SYK	C	-0.17%
WM	A	-0.17%
MU	D	-0.16%
QCOM	F	-0.16%
PG	A	-0.16%
EQIX	A	-0.16%
AVB	B	-0.16%
SBAC	D	-0.15%
KMB	D	-0.15%
GLPI	C	-0.15%
LIN	D	-0.15%
CCI	D	-0.14%
A	D	-0.14%
ZTS	D	-0.14%
MTD	D	-0.13%
KLAC	D	-0.13%