AFMC vs. IQSM ETF Comparison

Comparison of Active Factor Mid Cap ETF (AFMC) to IQ Candriam ESG U.S. Mid Cap Equity ETF (IQSM)

AFMC

Active Factor Mid Cap ETF

AFMC Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by mid capitalization companies. The manager defines mid capitalization companies as those that, at the time of investment, have a market capitalization between the minimum and maximum market capitalization of a widely recognized index of mid capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.31

Average Daily Volume

9,370

Number of Holdings ^*

244

* may have additional holdings in another (foreign) market

IQSM

IQ Candriam ESG U.S. Mid Cap Equity ETF

IQSM Description

IQ Candriam ESG U.S. Mid Cap Equity ETF is an exchange traded fund launched by New York Life Investment Management LLC. The fund is managed by IndexIQ Advisors LLC. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of mid-cap companies. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund seeks to track the performance of the IQ Candriam ESG U.S. Mid Cap Equity Index, by using full replication technique. IQ Candriam ESG U.S. Mid Cap Equity ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$34.29

Average Daily Volume

13,747

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

Performance

Period	AFMC	IQSM
30 Days	7.36%	4.29%
60 Days	6.97%	5.32%
90 Days	8.83%	6.64%
12 Months	41.05%	27.71%

70 Overlapping Holdings

Symbol	Grade	Weight in AFMC	Weight in IQSM	Overlap
ADC	B	0.34%	0.36%	0.34%
AGCO	D	0.43%	0.28%	0.28%
AIZ	A	0.4%	0.54%	0.4%
AN	C	0.26%	0.21%	0.21%
ANF	C	0.37%	0.34%	0.34%
AOS	F	0.09%	0.42%	0.09%
ARW	D	0.34%	0.3%	0.3%
ATR	B	0.15%	0.54%	0.15%
AYI	B	1.16%	0.48%	0.48%
BLD	D	0.13%	0.55%	0.13%
BPMC	C	0.1%	0.28%	0.1%
BRBR	A	0.62%	0.45%	0.45%
BRX	A	0.08%	0.41%	0.08%
CHE	D	0.41%	0.4%	0.4%
CHRW	C	0.28%	0.62%	0.28%
CLF	F	0.17%	0.26%	0.17%
CMC	B	0.6%	0.33%	0.33%
CPT	B	0.09%	0.61%	0.09%
CROX	D	0.17%	0.28%	0.17%
CRUS	D	0.46%	0.26%	0.26%
CUBE	D	0.1%	0.51%	0.1%
DCI	B	0.08%	0.44%	0.08%
DINO	D	0.48%	0.32%	0.32%
DKS	C	0.29%	0.54%	0.29%
DVA	B	0.06%	0.4%	0.06%
EHC	B	0.27%	0.48%	0.27%
EME	C	1.33%	1.12%	1.12%
EQH	B	0.1%	0.75%	0.1%
EXEL	B	0.39%	0.43%	0.39%
FFIV	B	0.58%	0.68%	0.58%
FIX	A	1.06%	0.74%	0.74%
G	B	0.66%	0.35%	0.35%
GAP	C	0.3%	0.21%	0.21%
GEN	B	0.1%	0.79%	0.1%
HALO	F	0.39%	0.32%	0.32%
HRB	D	0.5%	0.39%	0.39%
HSIC	B	0.09%	0.37%	0.09%
HST	C	0.22%	0.59%	0.22%
IBP	D	0.25%	0.23%	0.23%
INGR	B	0.9%	0.47%	0.47%
ITT	A	0.09%	0.6%	0.09%
JAZZ	B	0.38%	0.36%	0.36%
JLL	D	0.43%	0.6%	0.43%
LEA	D	0.21%	0.26%	0.21%
LEVI	F	0.03%	0.08%	0.03%
MANH	D	0.27%	0.82%	0.27%
MEDP	D	0.43%	0.37%	0.37%
NBIX	C	0.22%	0.59%	0.22%
NVT	B	0.26%	0.58%	0.26%
NYT	C	0.5%	0.39%	0.39%
OC	A	0.8%	0.81%	0.8%
OHI	C	0.58%	0.47%	0.47%
ONTO	D	0.42%	0.38%	0.38%
ORI	A	1.17%	0.45%	0.45%
PRI	A	0.6%	0.5%	0.5%
PVH	C	0.39%	0.28%	0.28%
RL	B	0.26%	0.41%	0.26%
RPM	A	0.5%	0.83%	0.5%
SF	B	0.74%	0.54%	0.54%
SFM	A	1.96%	0.68%	0.68%
SJM	D	0.18%	0.55%	0.18%
SNX	C	0.55%	0.42%	0.42%
TOL	B	1.47%	0.76%	0.76%
TPR	B	0.62%	0.63%	0.62%
TTEK	F	0.26%	0.52%	0.26%
UNM	A	0.96%	0.65%	0.65%
UTHR	C	1.55%	0.75%	0.75%
WCC	B	0.25%	0.46%	0.25%
WFRD	D	0.37%	0.28%	0.28%
WPC	D	0.65%	0.57%	0.57%

AFMC Overweight 174 Positions Relative to IQSM

Symbol	Grade	Weight
GDDY	A	1.2%
MLI	C	1.15%
ALSN	B	1.13%
THC	D	1.12%
MTG	C	1.1%
KBH	D	1.09%
VST	B	1.04%
NRG	B	0.99%
WSM	B	0.98%
IDCC	A	0.95%
TPL	A	0.94%
ACT	D	0.87%
COKE	C	0.87%
IBOC	A	0.85%
CSL	C	0.8%
ESNT	D	0.8%
CW	B	0.78%
TMHC	B	0.78%
HIW	D	0.77%
RDN	C	0.76%
LII	A	0.75%
WBS	A	0.73%
CNM	D	0.72%
GLPI	C	0.72%
TXRH	C	0.72%
CVLT	B	0.7%
FHI	A	0.68%
FICO	B	0.67%
JBL	B	0.67%
ERIE	D	0.65%
JXN	C	0.65%
NTAP	C	0.62%
NXST	C	0.62%
CACI	D	0.62%
AMG	B	0.62%
MUSA	A	0.6%
BERY	B	0.59%
BLDR	D	0.59%
CUZ	B	0.56%
EXP	A	0.56%
PHM	D	0.56%
NFG	A	0.56%
DBX	B	0.54%
PPC	C	0.54%
CRS	A	0.54%
TGNA	B	0.54%
DECK	A	0.52%
SBRA	C	0.51%
CBSH	A	0.51%
ACIW	B	0.51%
SANM	B	0.49%
ENS	D	0.48%
GMED	A	0.48%
NVST	B	0.47%
SNA	A	0.47%
MTH	D	0.47%
KMT	B	0.47%
PSN	D	0.46%
UHS	D	0.45%
BCC	B	0.45%
AMR	C	0.45%
GHC	C	0.44%
PINC	B	0.44%
HNI	B	0.44%
RGLD	C	0.43%
DDS	B	0.43%
PK	B	0.43%
BTU	B	0.43%
GEF	A	0.42%
NTCT	C	0.42%
CHRD	D	0.4%
LAMR	D	0.39%
HLI	B	0.39%
WSO	A	0.38%
TEX	D	0.37%
CDP	C	0.37%
MAN	D	0.37%
STLD	B	0.36%
BYD	C	0.35%
RS	B	0.35%
MOH	F	0.34%
UFPI	B	0.34%
UGI	A	0.34%
HWC	B	0.33%
COLB	A	0.33%
CSWI	A	0.33%
FHN	A	0.32%
SAIC	F	0.31%
EPR	D	0.31%
PBF	D	0.3%
SSB	B	0.3%
CR	A	0.3%
FSS	B	0.3%
APPF	B	0.3%
BDC	B	0.29%
LNTH	D	0.29%
INCY	C	0.29%
ASO	F	0.29%
NSA	D	0.27%
CTRE	D	0.27%
AVT	C	0.27%
WWD	B	0.26%
JHG	A	0.26%
LOPE	B	0.26%
GPI	A	0.25%
ATKR	C	0.25%
CATY	B	0.25%
HOG	D	0.25%
CNA	B	0.25%
ZD	C	0.25%
TDC	D	0.24%
MSM	C	0.24%
LPX	B	0.24%
OLN	D	0.24%
VMI	B	0.24%
ESAB	B	0.23%
ENSG	D	0.23%
L	A	0.22%
AIT	A	0.22%
OZK	B	0.21%
BWA	D	0.21%
CRVL	A	0.21%
HOMB	A	0.2%
PRGO	B	0.19%
NEU	C	0.19%
JWN	C	0.19%
NAVI	C	0.19%
SM	B	0.18%
ZION	B	0.18%
NUS	D	0.18%
CRI	D	0.18%
APLE	B	0.17%
ADNT	F	0.17%
ABG	B	0.17%
DXC	B	0.17%
M	D	0.15%
CASY	A	0.14%
CAH	B	0.13%
VSH	D	0.13%
OPCH	D	0.12%
AEO	F	0.12%
HPP	F	0.12%
TPH	D	0.11%
EXLS	B	0.1%
NSIT	F	0.1%
ELF	C	0.1%
BOX	B	0.1%
AMN	F	0.09%
CNXC	F	0.09%
VNT	B	0.09%
OGN	D	0.08%
HAE	C	0.08%
APA	D	0.08%
ITRI	B	0.08%
LECO	B	0.08%
DOCS	C	0.07%
WU	D	0.07%
SKX	D	0.07%
TAP	C	0.07%
OSCR	D	0.07%
ASGN	F	0.07%
AWI	A	0.06%
PDCO	D	0.06%
PBH	A	0.06%
MMSI	B	0.06%
CXT	B	0.05%
SPSC	C	0.05%
ZETA	D	0.05%
BMI	B	0.04%
ACLS	F	0.04%
IART	C	0.02%
NNN	D	0.0%
VRNS	D	0.0%
PI	D	0.0%

AFMC Underweight 144 Positions Relative to IQSM

Symbol	Grade	Weight
PKG	A	-1.0%
YUMC	C	-0.86%
KEY	B	-0.85%
PNR	A	-0.84%
BURL	A	-0.84%
NTNX	A	-0.83%
MAS	D	-0.82%
XPO	B	-0.81%
KIM	A	-0.78%
DOCU	A	-0.77%
TWLO	A	-0.76%
FLEX	A	-0.72%
USFD	A	-0.72%
GWRE	A	-0.72%
RGA	A	-0.72%
GGG	B	-0.71%
ACM	A	-0.7%
SAIA	B	-0.69%
EWBC	A	-0.69%
DT	C	-0.68%
POOL	C	-0.66%
EPAM	C	-0.66%
UDR	B	-0.65%
RNR	C	-0.64%
ELS	C	-0.61%
AMH	D	-0.6%
JKHY	D	-0.6%
REG	B	-0.59%
KMX	B	-0.59%
JNPR	F	-0.58%
FTI	A	-0.58%
ALB	C	-0.57%
PAYC	B	-0.56%
RRX	B	-0.55%
DAY	B	-0.55%
BJ	A	-0.55%
Z	A	-0.55%
LW	C	-0.55%
CG	A	-0.54%
NCLH	B	-0.54%
TECH	D	-0.54%
INSM	C	-0.54%
NWSA	B	-0.53%
IPG	D	-0.53%
CTLT	B	-0.51%
FND	C	-0.51%
WTRG	B	-0.5%
CRL	C	-0.48%
LAD	A	-0.48%
GL	B	-0.47%
ALLY	C	-0.47%
LKQ	D	-0.47%
MKTX	D	-0.47%
WAL	B	-0.47%
SRPT	D	-0.46%
ARMK	B	-0.46%
QGEN	D	-0.46%
PCVX	D	-0.46%
GLOB	B	-0.46%
DTM	B	-0.46%
EXAS	D	-0.45%
FBIN	D	-0.45%
FN	D	-0.44%
ROKU	D	-0.44%
TFX	F	-0.43%
PCTY	B	-0.43%
REXR	F	-0.43%
AXTA	A	-0.43%
WMS	D	-0.42%
KNX	B	-0.42%
RVMD	C	-0.42%
TTC	D	-0.41%
ITCI	C	-0.41%
PEN	B	-0.41%
GPK	C	-0.41%
MTZ	B	-0.41%
FRT	B	-0.4%
PLNT	A	-0.4%
MOS	F	-0.4%
X	C	-0.39%
HAS	D	-0.39%
VOYA	B	-0.39%
WH	B	-0.37%
TREX	C	-0.37%
RHI	B	-0.37%
ESTC	C	-0.36%
KEX	C	-0.36%
AA	B	-0.35%
OLED	D	-0.35%
RIVN	F	-0.35%
APG	B	-0.35%
MHK	D	-0.35%
RGEN	D	-0.35%
GNTX	C	-0.34%
WEX	D	-0.34%
GTLS	B	-0.34%
ALV	C	-0.34%
BPOP	B	-0.33%
BEN	C	-0.33%
H	B	-0.33%
FR	C	-0.33%
AGNC	D	-0.33%
RYAN	B	-0.33%
LSCC	D	-0.33%
CGNX	C	-0.33%
GXO	B	-0.33%
MKSI	C	-0.33%
AZEK	A	-0.32%
LSTR	D	-0.32%
PARA	C	-0.32%
FCN	D	-0.32%
HLNE	B	-0.32%
FAF	A	-0.31%
CFLT	B	-0.31%
DAR	C	-0.31%
STAG	F	-0.31%
MTN	C	-0.31%
AXS	A	-0.31%
WBA	F	-0.3%
ESI	A	-0.3%
NOV	C	-0.3%
MSA	D	-0.3%
LFUS	F	-0.29%
SUM	B	-0.28%
STWD	C	-0.28%
CHX	C	-0.28%
SIGI	C	-0.28%
ETSY	D	-0.28%
VKTX	F	-0.27%
ALTR	B	-0.27%
WTS	B	-0.27%
PATH	C	-0.26%
POST	C	-0.25%
AM	A	-0.24%
TKR	D	-0.23%
FIVE	F	-0.23%
ST	F	-0.23%
DLB	B	-0.21%
ACHC	F	-0.17%
ZG	A	-0.16%
COTY	F	-0.13%
CACC	D	-0.13%
NWS	B	-0.11%
LCID	F	-0.08%