ACES vs. FXN ETF Comparison

Comparison of ALPS Clean Energy ETF (ACES) to First Trust Energy AlphaDEX Fund (FXN)
ACES

ALPS Clean Energy ETF

ACES Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$25.99

Average Daily Volume

112,844

Number of Holdings *

32

* may have additional holdings in another (foreign) market
FXN

First Trust Energy AlphaDEX Fund

FXN Description The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Energy Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the energy sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$18.31

Average Daily Volume

2,259,417

Number of Holdings *

37

* may have additional holdings in another (foreign) market
Performance
Period ACES FXN
30 Days -5.90% 1.39%
60 Days -17.65% 9.80%
90 Days -10.81% 16.48%
12 Months -40.82% 18.25%
4 Overlapping Holdings
Symbol Grade Weight in ACES Weight in FXN Overlap
CHPT F 0.74% 0.69% 0.69%
ENPH F 4.99% 0.78% 0.78%
FSLR A 6.21% 1.99% 1.99%
PLUG F 2.35% 0.69% 0.69%
ACES Overweight 28 Positions Relative to FXN
Symbol Grade Weight
DAR D 5.54%
ITRI A 4.88%
ALB D 4.86%
TSLA F 4.59%
RIVN F 4.49%
WOLF F 4.08%
ORA D 4.01%
HASI B 3.47%
NEP F 3.15%
RUN F 2.97%
LCID F 2.6%
ARRY F 2.4%
CWEN B 2.25%
ANDE A 2.2%
SHLS F 1.91%
GPRE F 1.64%
FLNC F 1.2%
NKLA D 1.08%
REX A 1.03%
AMRC F 0.85%
NOVA F 0.56%
AMSC D 0.52%
CLNE F 0.47%
STEM F 0.32%
PLL F 0.28%
AMPS F 0.27%
SPWR F 0.25%
GEVO F 0.18%
ACES Underweight 33 Positions Relative to FXN
Symbol Grade Weight
MRO A -4.84%
OVV A -4.83%
VLO A -4.77%
EQT B -4.7%
CHK A -4.7%
NOV B -4.68%
DINO B -4.66%
DVN A -4.0%
EOG A -3.95%
FANG A -3.95%
RRC A -3.88%
CVX A -3.81%
CTRA A -3.72%
APA B -3.68%
OXY A -2.63%
XOM A -2.58%
MPC A -2.57%
COP A -2.56%
DTM A -2.55%
HAL A -2.48%
PSX B -2.46%
KMI A -2.45%
TRGP A -1.95%
AR A -1.91%
BKR B -1.85%
WMB A -1.85%
OKE A -1.85%
SLB D -1.8%
FTI A -0.85%
TPL A -0.84%
AM A -0.81%
LNG C -0.8%
NFE D -0.76%
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