ARKX vs. SOXQ ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to Invesco PHLX Semiconductor ETF (SOXQ)

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$15.20

Average Daily Volume

70,275

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SOXQ

Invesco PHLX Semiconductor ETF

SOXQ Description

The investment seeks to track the investment results (before fees and expenses) of the PHLX Semiconductor Sector Index ®. The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index. Strictly in accordance with its guidelines and mandated procedures, Nasdaq compiles the underlying index, which is a modified market-capitalization weighted index designed to measure the performance of the 30 largest companies listed in the United States that are engaged in the semiconductor business, as determined by the index Provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$40.29

Average Daily Volume

209,916

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKX	SOXQ
30 Days	3.26%	13.40%
60 Days	2.15%	3.18%
90 Days	4.32%	3.65%
12 Months	9.99%	46.48%

1 Overlapping Holdings

	Symbol	Grade	Weight in ARKX	Weight in SOXQ	Overlap
	TER	A	6.77%	1.7%	1.7%

ARKX Overweight 26 Positions Relative to SOXQ

Symbol	Grade	Weight
KTOS	B	9.68%
AVAV	A	9.61%
IRDM	D	9.0%
TRMB	D	6.63%
LHX	A	5.22%
AMZN	B	3.41%
ACHR	F	2.91%
PRNT	F	2.83%
GRMN	A	2.82%
RKLB	C	2.72%
DE	B	2.62%
BLDE	B	2.54%
GOOG	B	2.18%
JOBY	D	2.04%
PATH	F	1.75%
PLTR	D	1.65%
HON	C	1.48%
HEI	A	1.48%
SNPS	D	1.47%
LMT	A	1.31%
TDY	D	1.27%
ANSS	D	1.12%
MYNA	C	0.95%
U	F	0.85%
OSPN	C	0.5%
DDD	F	0.46%

ARKX Underweight 29 Positions Relative to SOXQ

Symbol	Grade	Weight
NVDA	B	-15.27%
AVGO	C	-9.56%
AMD	D	-6.31%
MU	B	-5.08%
QCOM	A	-4.73%
ADI	A	-4.37%
TSM	B	-4.33%
TXN	A	-4.26%
KLAC	A	-4.12%
MCHP	C	-4.1%
NXPI	A	-3.96%
AMAT	C	-3.92%
MRVL	D	-3.9%
LRCX	D	-3.69%
ASML	D	-3.69%
MPWR	B	-2.84%
INTC	F	-2.55%
ON	F	-2.42%
GFS	D	-2.12%
ENTG	D	-1.54%
SWKS	F	-1.14%
LSCC	F	-0.82%
QRVO	F	-0.74%
COHR	D	-0.71%
AMKR	B	-0.63%
RMBS	D	-0.47%
ALGM	D	-0.45%
ACLS	C	-0.29%
WOLF	F	-0.26%